Registered Capital Market Participants


Capital Market Institutions



Total 244 results.
#NameLicenseDetails
1A & A SECURITIES, INC. Broker in Securities
2A.T. DE CASTRO SECURITIES CORPORATION Broker/Dealer in Securities
3AAA SOUTHEAST EQUITIES, INC. Broker/Dealer in Securities
4AB CAPITAL & INVESTMENT CORPORATION Investment House Engaged in Dealing Government Securities
Investment Company Adviser
5AB CAPITAL SECURITIES INC. Broker/Dealer in Securities
Mutual Fund Distributor
6AB STOCK TRANSFERS CORPORATION Transfer Agent
7ABACUS CAPITAL & INVESTMENT CORPORATION Investment House
8ABACUS SECURITIES CORPORATION Broker/Dealer in Securities
9AFFINITY CAPITAL CORP. Mutual Fund Distributor
10AFS PHILIPPINES, INC. Voice Broker to Securities
11AIB ASIA ASSET MANAGEMENT, INC. Investment Company Adviser
12ALAKOR SECURITIES CORPORATION Broker/Dealer in Securities
13ALPHA SECURITIES CORPORATION Broker/Dealer in Securities
14AMALGAMATED INVESTMENT BANCORPORATION Investment House Engaged in Dealing Government Securities
15AMPERSAND CAPITAL INCORPORATED Investment House
16ANSALDO, GODINEZ & CO., INC. Broker/Dealer in Securities
17AP SECURITIES INCORPORATED Broker/Dealer in Securities
18APEX (PHILIPPINES) EQUITIES CORPORATION Broker/Dealer in Securities
19ARMSTRONG SECURITIES, INC. Broker/Dealer in Securities
20ASIA PACIFIC CAPITAL EQUITIES AND SECURITIES CORPORATION Broker in Securities
21ASIA UNITED BANK CORPORATION Underwriters of Securities Engaged in Dealing Government Securities
22ASIAN ALLIANCE INVESTMENT CORP. Investment House
23ASIAN TRANSFER & REGISTRY CORP. Transfer Agent
24ASIASEC EQUITIES INC. Broker/Dealer in Securities
25ASTRA SECURITIES CORPORATION Broker/Dealer in Securities
26ATR ASSET MANAGEMENT, INC. Investment Company Adviser
Mutual Fund Distributor
Transfer Agent
27AURORA SECURITIES, INC. Broker/Dealer in Securities
28AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED Underwriters of Securities Engaged in Dealing Government Securities
29AZALEA LEISURE RESIDENCES CORPORATION Issuer of Timeshares
30B A SECURITIES, INC. Broker/Dealer in Securities
31B.H. CHUA SECURITIES CORPORATION Broker/Dealer in Securities
32BA INVESTMENTS AND HOLDINGS, INC. Investment House
33BAGUIO COUNTRY CLUB, CORP. Issuer of Propriety Shares
34BANK OF CHINA LIMITED Government Securities Eligible Dealer
35BANK OF COMMERCE Government Securities Eligible Dealer
36BANK OF MAKATI (A SAVINGS BANK), INC. Government Securities Eligible Dealer
37BANK OF THE PHILIPPINE ISLANDS Government Securities Eligible Dealer
Mutual Fund Distributor
38BDO CAPITAL & INVESTMENT CORPORATION Investment House Engaged in Dealing Government Securities
39BDO NOMURA SECURITIES, INC. Broker/Dealer in Securities
40BDO PRIVATE BANK, INC. Government Securities Eligible Dealer
41BDO SECURITIES CORPORATION Broker/Dealer in Securities
Mutual Fund Distributor
42BDO UNIBANK, INC. Government Securities Eligible Dealer
Transfer Agent
43BELSON SECURITIES, INC. Broker/Dealer in Securities
44BENJAMIN CO CA & COMPANY, INC. Broker/Dealer in Securities
45BERNAD SECURITIES, INC. Broker/Dealer in Securities
46BONDS, EQUITIES, SECURITIES AND TRADERS INC. Broker/Dealer in Securities
Mutual Fund Distributor
47BPI CAPITAL CORPORATION Investment House Engaged in Dealing Government Securities
Mutual Fund Distributor
48BPI INVESTMENT MANAGEMENT, INC. Investment Company Adviser
Mutual Fund Distributor
49BPI SECURITIES CORPORATION Broker/Dealer in Securities
Mutual Fund Distributor
50CAMPOS, LANUZA & COMPANY, INC. Broker/Dealer in Securities
51CENTURY ACQUA LIFESTYLE CORPORATION Issuer of Timeshares
52CENTURY SECURITIES CORPORATION Broker/Dealer in Securities
53CHINA BANK CAPITAL CORPORATION Investment House Engaged in Dealing Government Securities
54CHINA BANK SAVINGS, INC. Government Securities Eligible Dealer
55CHINA BANK SECURITIES CORPORATION Broker/Dealer in Securities
56CHINA BANKING CORPORATION Underwriters of Securities Engaged in Dealing Government Securities
57CIMB BANCOM CAPITAL CORPORATION Investment House
58CITIBANK N.A. Government Securities Eligible Dealer
59CITICORP CAPITAL PHILIPPINES, INC. Investment House
60CITY & LAND DEVELOPERS, INC. Commercial Paper Issuer
61CITYLAND DEVELOPMENT CORPORATION Commercial Paper Issuer
62CITYLAND, INC. Commercial Paper Issuer
63CITYSTATE SAVINGS BANK, INC. Government Securities Eligible Dealer
64CLIMBS INVESTMENT MANAGEMENT AND ADVISORY CORPORATION Investment Company Adviser
65CLSA EXCHANGE CAPITAL, INC. Investment House
66CLSA PHILIPPINES, INC. Broker/Dealer in Securities
67COCOLIFE ASSET MANAGEMENT COMPANY, INC. Investment Company Adviser
68COHERCO SECURITIES, INC. Broker/Dealer in Securities
69COL FINANCIAL GROUP, INC. Broker/Dealer in Securities
Mutual Fund Distributor
70COL INVESTMENT MANAGEMENT, INC. Investment Company Adviser
71CREDIT SUISSE SECURITIES (PHILIPPINES) INC. Broker/Dealer in Securities
72CTBC BANK (PHILIPPINES) CORP. Government Securities Eligible Dealer
73CTS GLOBAL EQUITY GROUP, INC. Broker/Dealer in Securities
74CUALOPING SECURITIES CORPORATION Broker/Dealer in Securities
75DA MARKET SECURITIES, INC. Broker in Securities
76DAVID GO SECURITIES CORPORATION Broker in Securities
77DBP-DAIWA CAPITAL MARKETS PHILIPPINES, INC. Broker/Dealer in Securities
78DEUTSCHE BANK AG MANILA BRANCH Underwriters of Securities Engaged in Dealing Government Securities
Transfer Agent
79DEUTSCHE REGIS PARTNERS, INC. Broker/Dealer in Securities
80DEVELOPMENT BANK OF THE PHILIPPINES Underwriters of Securities Engaged in Dealing Government Securities
81DIVERSIFIED SECURITIES, INC. Broker/Dealer in Securities
82DW CAPITAL, INC. Broker/Dealer in Securities
83E. CHUA CHIACO SECURITIES, INC. Broker/Dealer in Securities
84EAGLE EQUITIES, INC. Broker/Dealer in Securities
85EAST WEST BANKING CORPORATION Underwriters of Securities Engaged in Dealing Government Securities
86EASTERN SECURITIES DEVELOPMENT CORPORATION Broker/Dealer in Securities
87EASTWEST CAPITAL CORPORATION Broker/Dealer in Securities
88EQUITIWORLD SECURITIES, INC. Broker/Dealer in Securities
89EVERGREEN STOCK BROKERAGE & SECURITIES, INC. Broker/Dealer in Securities
90F. YAP SECURITIES, INC. Broker/Dealer in Securities
91FAST STOCK TRANSFERS INC. Transfer Agent
92FIDELITY SECURITIES, INC. Broker/Dealer in Securities
93FIRST INTEGRATED CAPITAL SECURITIES, INC. Broker/Dealer in Securities
94FIRST METRO ASSET MANAGEMENT (FMAMI), INC. Investment Company Adviser
95FIRST METRO INVESTMENT CORPORATION Investment House Engaged in Dealing Government Securities
Investment Company Adviser
96FIRST METRO SECURITIES BROKERAGE CORPORATION Broker/Dealer in Securities
Mutual Fund Distributor
97FIRST ORIENT SECURITIES, INC. Broker/Dealer in Securities
98G & W CLUBSHARES, INC. Broker in Proprietary Shares
99G G & A CLUB SHARES BROKERS, INC. Broker in Proprietary Shares
100G.D. TAN & CO., INC. Broker/Dealer in Securities
101GFI GROUP (PHILIPPINES) INC. Voice Broker to Securities
102GLOBALINKS SECURITIES & STOCKS, INC. Broker/Dealer in Securities
103GOLDEN TOWER SECURITIES AND HOLDINGS, INC. Broker/Dealer in Securities
104GOLDSTAR SECURITIES, INC. Broker/Dealer in Securities
105GOLFERS CLUB SHARES, INC. Broker in Proprietary Shares
106GREPALIFE ASSET MANAGEMENT CORPORATION Investment Company Adviser
Transfer Agent
107GUILD SECURITIES, INC. Broker/Dealer in Securities
108H.E. BENNETT SECURITIES, INC. Broker/Dealer in Securities
109HDI SECURITIES, INC. Broker/Dealer in Securities
110HSBC SAVINGS BANK (PHILIPPINES), INC. Government Securities Eligible Dealer
111I.B. GIMENEZ SECURITIES, INC Broker/Dealer in Securities
112IGC SECURITIES, INC. Broker/Dealer in Securities
113IMPERIAL, DE GUZMAN, ABALOS & CO., INC. Broker/Dealer in Securities
114ING BANK N.V. MANILA BRANCH Underwriters of Securities Engaged in Dealing Government Securities
115INTRA-INVEST SECURITIES, INC. Broker/Dealer in Securities
116INVESTAFINANCIAL INC. Mutual Fund Distributor
117INVESTMENT & CAPITAL CORPORATION OF THE PHILIPPINES Investment House
118INVESTORS SECURITIES, INC. Broker/Dealer in Securities
119J.M. BARCELON & CO., INC. Broker/Dealer in Securities
120J.P. MORGAN SECURITIES PHILIPPINES, INC. Broker/Dealer in Securities
121JAKA SECURITIES CORPORATION Broker/Dealer in Securities
122JPMORGAN CHASE BANK, NATIONAL ASSOCIATION Government Securities Eligible Dealer
123JSG SECURITIES, INC. Broker/Dealer in Securities
124KING'S POWER SECURITIES, INC. Broker/Dealer in Securities
125LAND BANK OF THE PHILIPPINES Underwriters of Securities Engaged in Dealing Government Securities
126LARRGO SECURITIES CO., INC. Broker/Dealer in Securities
127LEGACY EQUITIES, INC. Dealer in Securities
128LITONJUA SECURITIES, INC. Broker/Dealer in Securities
129LOPEZ, LOCSIN, LEDESMA & CO., INC. Broker/Dealer in Securities
130LUCKY SECURITIES, INC. Broker/Dealer in Securities
131LUYS SECURITIES CO., INC. Broker/Dealer in Securities
132MACQUARIE CAPITAL SECURITIES (PHILIPPINES), INC. Broker/Dealer in Securities
133MALAYAN BANK SAVINGS & MORTGAGE BANK, INC. Government Securities Eligible Dealer
134MANDARIN SECURITIES CORPORATION Broker/Dealer in Securities
135MARIAN SECURITIES, INC. Broker/Dealer in Securities
136MAYBANK ATR KIM ENG CAPITAL PARTNERS, INC. Investment House Engaged in Dealing Government Securities
137MAYBANK ATR KIM ENG SECURITIES, INC. Broker/Dealer in Securities
138MAYBANK PHILIPPINES, INCORPORATED Government Securities Eligible Dealer
139MBG INVESTMENT MANAGEMENT, INC. Investment Company Adviser
140MDR SECURITIES, INC. Broker/Dealer in Securities
141MERCANTILE SECURITIES CORPORATION Broker/Dealer in Securities
142MERIDIAN SECURITIES, INC. Broker/Dealer in Securities
143METROPOLITAN BANK AND TRUST COMPANY Government Securities Eligible Dealer
Transfer Agent
144MOUNT PEAK SECURITIES, INC. Broker/Dealer in Securities
145MULTINATIONAL INVESTMENT BANCORPORATION Investment House Engaged in Dealing Government Securities
146MVG SECURITIES, INC. Broker/Dealer in Securities
147NEW WORLD SECURITIES CO., INC. Broker in Securities
148NOVEL SECURITIES, INC. Broker/Dealer in Securities
Mutual Fund Distributor
149OPTIMUM SECURITIES CORPORATION Broker/Dealer in Securities
150OVERSEAS FILIPINO BANK, INC. A SAVINGS BANK OF LANDBANK Government Securities Eligible Dealer
151PAN ASIA SECURITIES CORPORATION Broker/Dealer in Securities
152PAPA SECURITIES CORPORATION Broker/Dealer in Securities
153PBC CAPITAL INVESTMENT CORPORATION Investment House
154PCCI SECURITIES BROKERS CORPORATION Broker/Dealer in Securities
155PENTA CAPITAL & INVESTMENT CORPORATION Investment House
156PHIL-PROGRESS SECURITIES CORPORATION Broker/Dealer in Securities
157PHILAM ASSET MANAGEMENT, INC. Investment Company Adviser
Transfer Agent
158PHILEQUITY MANAGEMENT, INC. Investment Company Adviser
Transfer Agent
159PHILIPPINE BANK OF COMMUNICATIONS Government Securities Eligible Dealer
160PHILIPPINE BUSINESS BANK, INC. (A SAVINGS BANK) Government Securities Eligible Dealer
161PHILIPPINE COMMERCIAL CAPITAL, INC. Investment House Engaged in Dealing Government Securities
162PHILIPPINE DEPOSITORY & TRUST CORP. Transfer Agent
163PHILIPPINE EQUITY PARTNERS, INC. Broker/Dealer in Securities
Mutual Fund Distributor
164PHILIPPINE NATIONAL BANK Government Securities Eligible Dealer
Transfer Agent
165PHILIPPINE REGIONAL INVESTMENT DEVELOPMENT CORPORATION Investment House
166PHILIPPINE SAVINGS BANK Government Securities Eligible Dealer
167PHILIPPINE TRUST COMPANY ALSO KNOWN AS PHILTRUST BANK Transfer Agent
168PHILIPPINE VETERANS BANK Government Securities Eligible Dealer
169PHILSTOCKS FINANCIAL, INC Broker/Dealer in Securities
170PLATINUM SECURITIES, INC. Broker/Dealer in Securities
171PNB CAPITAL AND INVESTMENT CORPORATION Investment House
172PNB SECURITIES, INC. Broker/Dealer in Securities
173PREMIUM SECURITIES, INC. Broker/Dealer in Securities
174PRESTIGE GOLF ACCESS & CLUBSHARES, INC. Broker in Proprietary Shares
175PRIME STOCK TRANSFER SERVICES, INC. Transfer Agent
176PROFESSIONAL STOCK TRANSFER INC. Transfer Agent
177QUALITY INVESTMENTS & SECURITIES CORP. Broker/Dealer in Securities
178R & L INVESTMENTS, INC. Broker/Dealer in Securities
179R. COYIUTO SECURITIES, INC. Broker/Dealer in Securities
180R. NUBLA SECURITIES, INC. Broker/Dealer in Securities
181R.S. LIM & COMPANY, INC. Broker/Dealer in Securities
182RAMPVER FINANCIALS INC. Investment Company Adviser
Mutual Fund Distributor
183RCBC CAPITAL CORPORATION Investment House Engaged in Dealing Government Securities
Mutual Fund Distributor
184RCBC SAVINGS BANK, INC. Government Securities Eligible Dealer
185RCBC SECURITIES, INC. Broker/Dealer in Securities
186REGINA CAPITAL DEVELOPMENT CORPORATION Broker/Dealer in Securities
187RIZAL COMMERCIAL BANKING CORPORATION Government Securities Eligible Dealer
Transfer Agent
188ROBINSONS BANK CORPORATION Government Securities Eligible Dealer
189RTG & CO., INC. Broker/Dealer in Securities
190S.J. ROXAS & CO., INC. Broker/Dealer in Securities
191SALISBURY BKT SECURITIES CORPORATION Broker/Dealer in Securities
192SARANGANI SECURITIES, INC. Broker/Dealer in Securities
193SB CAPITAL INVESTMENT CORPORATION Investment House
194SB EQUITIES, INC. Broker/Dealer in Securities
195SECURITIES SPECIALISTS, INC. Broker/Dealer in Securities
196SECURITIES TRANSFER SERVICES, INC. Transfer Agent
197SECURITY BANK CORPORATION Government Securities Eligible Dealer
198SINCERE SECURITIES CORPORATION Broker/Dealer in Securities
199SMC STOCK TRANSFER SERVICE CORPORATION Transfer Agent
200SOLAR SECURITIES, INC. Broker/Dealer in Securities
201STANDARD CHARTERED BANK Underwriters of Securities Engaged in Dealing Government Securities
202STANDARD SECURITIES CORPORATION Broker/Dealer in Securities
203STAR ALLIANCE SECURITIES CORPORATION Broker/Dealer in Securities
204STATE INVESTMENT HOUSE, INC. Investment House
205STERLING BANK OF ASIA INC. (A SAVINGS BANK) Government Securities Eligible Dealer
206STOCKTRADE SECURITIES INCORPORATED Broker/Dealer in Securities
207STRATEGIC EQUITIES CORPORATION Broker/Dealer in Securities
208SUMMIT SECURITIES, INC. Broker/Dealer in Securities
209SUN LIFE ASSET MANAGEMENT COMPANY, INC. Investment Company Adviser
Transfer Agent
210SUNSECURITIES, INC. Broker/Dealer in Securities
211SUPREME STOCKBROKERS, INC. Broker/Dealer in Securities
212TANSENGCO & COMPANY, INC. Broker in Securities
213THE FIRST RESOURCES MANAGEMENT AND SECURITIES CORPORATION Broker/Dealer in Securities
214THE HONGKONG AND SHANGHAI BANKING CORPORATION LTD.-PHILIPPINE BRANCH Underwriters of Securities Engaged in Dealing Government Securities
215TIMSON SECURITIES INC Broker/Dealer in Securities
216TOWER SECURITIES, INC. Broker/Dealer in Securities
217TRADITION FINANCIAL SERVICES PHILIPPINES, INC. Voice Broker to Securities
218TRANS-ASIA SECURITIES, INC. Broker/Dealer in Securities
219TRI-STATE SECURITIES, INC. Broker/Dealer in Securities
220TRITON SECURITIES CORPORATION Broker/Dealer in Securities
Mutual Fund Distributor
221TULLETT PREBON (PHILIPPINES) INC. Voice Broker to Securities
222UBS INVESTMENTS PHILIPPINES INC. Investment House
223UBS SECURITIES PHILIPPINES, INC. Broker/Dealer in Securities
224UCPB SAVINGS BANK, INC. Government Securities Eligible Dealer
225UCPB SECURITIES, INC. Broker/Dealer in Securities
226UNICAPITAL SECURITIES, INC. Broker/Dealer in Securities
Mutual Fund Distributor
227UNICAPITAL, INC. Investment House Engaged in Dealing Government Securities
228UNIONBANK OF THE PHILIPPINES Underwriters of Securities Engaged in Dealing Government Securities
Transfer Agent
229UNITED COCONUT PLANTERS BANK Underwriters of Securities Engaged in Dealing Government Securities
230UOB-KAY HIAN SECURITIES (PHILIPPINES), INC. Broker/Dealer in Securities
231UPCC SECURITIES CORPORATION Broker/Dealer in Securities
232VALUE QUEST SECURITIES CORPORATION Broker/Dealer in Securities
233VC SECURITIES CORPORATION Broker/Dealer in Securities
234VENTURE SECURITIES, INC. Broker/Dealer in Securities
235VICSAL INVESTMENT, INC. Investment Company Adviser
236VICSAL SECURITIES & STOCK BROKERAGE, INC. Broker/Dealer in Securities
237VSEC.COM, INC. Broker/Dealer in Securities
238WEALTH SECURITIES, INC. Broker/Dealer in Securities
Mutual Fund Distributor
239WESTLINK GLOBAL EQUITIES, INC. Broker/Dealer in Securities
240WONG SECURITIES CORPORATION Broker/Dealer in Securities
241YAO & ZIALCITA, INC. Broker/Dealer in Securities
242YAPSTER E-TRADE, INC. Broker in Securities
243YORKVILLE CAPITAL AND INVESTMENT CORP. Investment House
244YU & COMPANY, INC. Broker/Dealer in Securities

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