| 1 | A & A SECURITIES, INC. | Broker in Securities
| |
| 2 | A.T. DE CASTRO SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 3 | AAA SOUTHEAST EQUITIES, INC. | Broker/Dealer in Securities
| |
| 4 | AB CAPITAL & INVESTMENT CORPORATION | Investment House Engaged in Dealing Government Securities
Investment Company Adviser
| |
| 5 | AB CAPITAL SECURITIES INC. | Broker/Dealer in Securities
Mutual Fund Distributor
| |
| 6 | AB STOCK TRANSFERS CORPORATION | Transfer Agent
| |
| 7 | ABACUS CAPITAL & INVESTMENT CORPORATION | Investment House
| |
| 8 | ABACUS SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 9 | AFFINITY CAPITAL CORP. | Mutual Fund Distributor
| |
| 10 | AFS PHILIPPINES, INC. | Voice Broker to Securities
| |
| 11 | AIB ASIA ASSET MANAGEMENT, INC. | Investment Company Adviser
| |
| 12 | ALAKOR SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 13 | ALPHA SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 14 | AMALGAMATED INVESTMENT BANCORPORATION | Investment House Engaged in Dealing Government Securities
| |
| 15 | AMPERSAND CAPITAL INCORPORATED | | |
| 16 | ANSALDO, GODINEZ & CO., INC. | Broker/Dealer in Securities
| |
| 17 | AP SECURITIES INCORPORATED | Broker/Dealer in Securities
| |
| 18 | APEX (PHILIPPINES) EQUITIES CORPORATION | Broker/Dealer in Securities
| |
| 19 | ARMSTRONG SECURITIES, INC. | Broker/Dealer in Securities
| |
| 20 | ASIA PACIFIC CAPITAL EQUITIES AND SECURITIES CORPORATION | Broker in Securities
| |
| 21 | ASIA UNITED BANK CORPORATION | Underwriters of Securities Engaged in Dealing Government Securities
| |
| 22 | ASIAN ALLIANCE INVESTMENT CORP. | Investment House
| |
| 23 | ASIAN TRANSFER & REGISTRY CORP. | Transfer Agent
| |
| 24 | ASIASEC EQUITIES INC. | Broker/Dealer in Securities
| |
| 25 | ASTRA SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 26 | ATR ASSET MANAGEMENT, INC. | Investment Company Adviser
Mutual Fund Distributor
Transfer Agent
| |
| 27 | AURORA SECURITIES, INC. | Broker/Dealer in Securities
| |
| 28 | AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED | Underwriters of Securities Engaged in Dealing Government Securities
| |
| 29 | AZALEA LEISURE RESIDENCES CORPORATION | Issuer of Timeshares
| |
| 30 | B A SECURITIES, INC. | Broker/Dealer in Securities
| |
| 31 | B.H. CHUA SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 32 | BA INVESTMENTS AND HOLDINGS, INC. | Investment House
| |
| 33 | BAGUIO COUNTRY CLUB, CORP. | Issuer of Propriety Shares
| |
| 34 | BANK OF CHINA LIMITED | Government Securities Eligible Dealer
| |
| 35 | BANK OF COMMERCE | Government Securities Eligible Dealer
Underwriters of Securities Engaged in Dealing Government Securities
| |
| 36 | BANK OF MAKATI (A SAVINGS BANK), INC. | Government Securities Eligible Dealer
| |
| 37 | BANK OF THE PHILIPPINE ISLANDS | Government Securities Eligible Dealer
Mutual Fund Distributor
| |
| 38 | BDO CAPITAL & INVESTMENT CORPORATION | Investment House Engaged in Dealing Government Securities
| |
| 39 | BDO NOMURA SECURITIES, INC. | Broker/Dealer in Securities
| |
| 40 | BDO PRIVATE BANK, INC. | Government Securities Eligible Dealer
| |
| 41 | BDO SECURITIES CORPORATION | Broker/Dealer in Securities
Mutual Fund Distributor
| |
| 42 | BDO UNIBANK, INC. | Government Securities Eligible Dealer
Transfer Agent
| |
| 43 | BELSON SECURITIES, INC. | Broker/Dealer in Securities
| |
| 44 | BENJAMIN CO CA & COMPANY, INC. | Broker/Dealer in Securities
| |
| 45 | BERNAD SECURITIES, INC. | Broker/Dealer in Securities
| |
| 46 | BONDS, EQUITIES, SECURITIES AND TRADERS INC. | Broker/Dealer in Securities
Mutual Fund Distributor
| |
| 47 | BONDS.PH INC. | Broker/Dealer in Securities
| |
| 48 | BPI CAPITAL CORPORATION | Investment House Engaged in Dealing Government Securities
Mutual Fund Distributor
| |
| 49 | BPI INVESTMENT MANAGEMENT, INC. | Investment Company Adviser
Mutual Fund Distributor
| |
| 50 | BPI SECURITIES CORPORATION | Broker/Dealer in Securities
Mutual Fund Distributor
| |
| 51 | CAMPOS, LANUZA & COMPANY, INC. | Broker/Dealer in Securities
| |
| 52 | CENTURY ACQUA LIFESTYLE CORPORATION | Issuer of Timeshares
| |
| 53 | CENTURY SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 54 | CHINA BANK CAPITAL CORPORATION | Investment House Engaged in Dealing Government Securities
| |
| 55 | CHINA BANK SAVINGS, INC. | Government Securities Eligible Dealer
| |
| 56 | CHINA BANK SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 57 | CHINA BANKING CORPORATION | Underwriters of Securities Engaged in Dealing Government Securities
| |
| 58 | CIMB BANCOM CAPITAL CORPORATION | Investment House
| |
| 59 | CITIBANK N.A. | Government Securities Eligible Dealer
| |
| 60 | CITICORP CAPITAL PHILIPPINES, INC. | Investment House
| |
| 61 | CITICORP FINANCIAL SERVICES AND INSURANCE BROKERAGE PHILIPPINES, INC. | Broker in Securities
Mutual Fund Distributor
| |
| 62 | CITY & LAND DEVELOPERS, INC. | Commercial Paper Issuer
| |
| 63 | CITYLAND DEVELOPMENT CORPORATION | Commercial Paper Issuer
| |
| 64 | CITYLAND, INC. | Commercial Paper Issuer
| |
| 65 | CITYSTATE SAVINGS BANK, INC. | Government Securities Eligible Dealer
| |
| 66 | CLIMBS INVESTMENT MANAGEMENT AND ADVISORY CORPORATION | Investment Company Adviser
| |
| 67 | CLSA EXCHANGE CAPITAL, INC. | Investment House
| |
| 68 | CLSA PHILIPPINES, INC. | Broker/Dealer in Securities
| |
| 69 | COCOLIFE ASSET MANAGEMENT COMPANY, INC. | Investment Company Adviser
| |
| 70 | COHERCO SECURITIES, INC. | Broker/Dealer in Securities
| |
| 71 | COL FINANCIAL GROUP, INC. | Broker/Dealer in Securities
Mutual Fund Distributor
| |
| 72 | COL INVESTMENT MANAGEMENT, INC. | Investment Company Adviser
| |
| 73 | CREDIT SUISSE SECURITIES (PHILIPPINES) INC. | Broker/Dealer in Securities
| |
| 74 | CTBC BANK (PHILIPPINES) CORP. | Government Securities Eligible Dealer
| |
| 75 | CTS GLOBAL EQUITY GROUP, INC. | Broker/Dealer in Securities
| |
| 76 | CUALOPING SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 77 | DA MARKET SECURITIES, INC. | Broker in Securities
| |
| 78 | DAVID GO SECURITIES CORPORATION | Broker in Securities
| |
| 79 | DBP-DAIWA CAPITAL MARKETS PHILIPPINES, INC. | Broker/Dealer in Securities
| |
| 80 | DEUTSCHE BANK AG MANILA BRANCH | Underwriters of Securities Engaged in Dealing Government Securities
Transfer Agent
| |
| 81 | DEVELOPMENT BANK OF THE PHILIPPINES | Underwriters of Securities Engaged in Dealing Government Securities
| |
| 82 | DIVERSIFIED SECURITIES, INC. | Broker/Dealer in Securities
| |
| 83 | DRAGONFI SECURITIES, INC. | Broker/Dealer in Securities
| |
| 84 | DW CAPITAL, INC. | Broker/Dealer in Securities
| |
| 85 | E. CHUA CHIACO SECURITIES, INC. | Broker/Dealer in Securities
| |
| 86 | EAGLE EQUITIES, INC. | Broker/Dealer in Securities
| |
| 87 | EAST WEST BANKING CORPORATION | Underwriters of Securities Engaged in Dealing Government Securities
| |
| 88 | EASTERN SECURITIES DEVELOPMENT CORPORATION | Broker/Dealer in Securities
| |
| 89 | EASTWEST CAPITAL CORPORATION | Broker/Dealer in Securities
| |
| 90 | EQUITIWORLD SECURITIES, INC. | Broker/Dealer in Securities
| |
| 91 | EVERGREEN STOCK BROKERAGE & SECURITIES, INC. | Broker/Dealer in Securities
| |
| 92 | F. YAP SECURITIES, INC. | Broker/Dealer in Securities
| |
| 93 | FAST STOCK TRANSFERS INC. | Transfer Agent
| |
| 94 | FIDELITY SECURITIES, INC. | Broker/Dealer in Securities
| |
| 95 | FIRST INTEGRATED CAPITAL SECURITIES, INC. | Broker/Dealer in Securities
| |
| 96 | FIRST METRO ASSET MANAGEMENT (FMAMI), INC. | Investment Company Adviser
| |
| 97 | FIRST METRO INVESTMENT CORPORATION | Investment House Engaged in Dealing Government Securities
Investment Company Adviser
| |
| 98 | FIRST METRO SECURITIES BROKERAGE CORPORATION | Broker/Dealer in Securities
Mutual Fund Distributor
| |
| 99 | FIRST ORIENT SECURITIES, INC. | Broker/Dealer in Securities
| |
| 100 | G & W CLUBSHARES, INC. | Broker in Proprietary Shares
| |
| 101 | G G & A CLUB SHARES BROKERS, INC. | Broker in Proprietary Shares
| |
| 102 | G.D. TAN & CO., INC. | Broker/Dealer in Securities
| |
| 103 | GFI GROUP (PHILIPPINES) INC. | Voice Broker to Securities
| |
| 104 | GLOBALINKS SECURITIES & STOCKS, INC. | Broker/Dealer in Securities
| |
| 105 | GOLDEN TOWER SECURITIES AND HOLDINGS, INC. | Broker/Dealer in Securities
| |
| 106 | GOLDSTAR SECURITIES, INC. | Broker/Dealer in Securities
| |
| 107 | GOLFERS CLUB SHARES, INC. | Broker in Proprietary Shares
| |
| 108 | GUILD SECURITIES, INC. | Broker/Dealer in Securities
| |
| 109 | H.E. BENNETT SECURITIES, INC. | Broker/Dealer in Securities
| |
| 110 | HDI SECURITIES, INC. | Broker/Dealer in Securities
| |
| 111 | HSBC SAVINGS BANK (PHILIPPINES), INC. | Government Securities Eligible Dealer
| |
| 112 | I.B. GIMENEZ SECURITIES, INC | Broker/Dealer in Securities
| |
| 113 | IGC SECURITIES, INC. | Broker/Dealer in Securities
| |
| 114 | IMPERIAL, DE GUZMAN, ABALOS & CO., INC. | Broker/Dealer in Securities
| |
| 115 | ING BANK N.V. MANILA BRANCH | Underwriters of Securities Engaged in Dealing Government Securities
| |
| 116 | INTRA-INVEST SECURITIES, INC. | Broker/Dealer in Securities
| |
| 117 | INVESTAFINANCIAL INC. | Mutual Fund Distributor
| |
| 118 | INVESTMENT & CAPITAL CORPORATION OF THE PHILIPPINES | Investment House
| |
| 119 | INVESTORS SECURITIES, INC. | Broker/Dealer in Securities
| |
| 120 | J.M. BARCELON & CO., INC. | Broker/Dealer in Securities
| |
| 121 | J.P. MORGAN SECURITIES PHILIPPINES, INC. | Broker/Dealer in Securities
| |
| 122 | JAKA SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 123 | JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | Government Securities Eligible Dealer
| |
| 124 | JSG SECURITIES, INC. | Broker/Dealer in Securities
| |
| 125 | KING'S POWER SECURITIES, INC. | Broker/Dealer in Securities
| |
| 126 | LAND BANK OF THE PHILIPPINES | Underwriters of Securities Engaged in Dealing Government Securities
| |
| 127 | LANDBANK SECURITIES, INC. | Broker/Dealer in Securities
| |
| 128 | LARRGO SECURITIES CO., INC. | Broker/Dealer in Securities
| |
| 129 | LEGACY EQUITIES, INC. | Dealer in Securities
| |
| 130 | LITONJUA SECURITIES, INC. | Broker/Dealer in Securities
| |
| 131 | LOPEZ, LOCSIN, LEDESMA & CO., INC. | Broker/Dealer in Securities
| |
| 132 | LUCKY SECURITIES, INC. | Broker/Dealer in Securities
| |
| 133 | LUYS SECURITIES CO., INC. | Broker/Dealer in Securities
| |
| 134 | MACQUARIE CAPITAL SECURITIES (PHILIPPINES), INC. | Broker/Dealer in Securities
| |
| 135 | MALAYAN BANK SAVINGS & MORTGAGE BANK, INC. | Government Securities Eligible Dealer
| |
| 136 | MANDARIN SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 137 | MARIAN SECURITIES, INC. | Broker/Dealer in Securities
| |
| 138 | MAYBANK CAPITAL, INC. | Investment House Engaged in Dealing Government Securities
| |
| 139 | MAYBANK PHILIPPINES, INCORPORATED | Government Securities Eligible Dealer
| |
| 140 | MAYBANK SECURITIES, INC. | Broker/Dealer in Securities
| |
| 141 | MBG INVESTMENT MANAGEMENT, INC. | Investment Company Adviser
Transfer Agent
| |
| 142 | MDR SECURITIES, INC. | Broker/Dealer in Securities
| |
| 143 | MERCANTILE SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 144 | MERIDIAN SECURITIES, INC. | Broker/Dealer in Securities
| |
| 145 | METROPOLITAN BANK AND TRUST COMPANY | Government Securities Eligible Dealer
Transfer Agent
| |
| 146 | MOUNT PEAK SECURITIES, INC. | Broker/Dealer in Securities
| |
| 147 | MVG SECURITIES, INC. | Broker/Dealer in Securities
| |
| 148 | NEW WORLD SECURITIES CO., INC. | Broker in Securities
| |
| 149 | NOVEL SECURITIES, INC. | Broker/Dealer in Securities
Mutual Fund Distributor
| |
| 150 | OPTIMUM SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 151 | OVERSEAS FILIPINO BANK, INC. A SAVINGS BANK OF LANDBANK | Government Securities Eligible Dealer
| |
| 152 | PAN ASIA SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 153 | PAPA SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 154 | PBC CAPITAL INVESTMENT CORPORATION | Investment House
| |
| 155 | PCCI SECURITIES BROKERS CORPORATION | Broker/Dealer in Securities
| |
| 156 | PENTA CAPITAL & INVESTMENT CORPORATION | Investment House
| |
| 157 | PHIL-PROGRESS SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 158 | PHILAM ASSET MANAGEMENT, INC. | Transfer Agent
| |
| 159 | PHILEQUITY MANAGEMENT, INC. | Investment Company Adviser
Transfer Agent
| |
| 160 | PHILIPPINE BANK OF COMMUNICATIONS | Government Securities Eligible Dealer
| |
| 161 | PHILIPPINE BUSINESS BANK, INC. (A SAVINGS BANK) | Government Securities Eligible Dealer
| |
| 162 | PHILIPPINE COMMERCIAL CAPITAL, INC. | Investment House Engaged in Dealing Government Securities
| |
| 163 | PHILIPPINE DEPOSITORY & TRUST CORP. | Transfer Agent
| |
| 164 | PHILIPPINE EQUITY PARTNERS, INC. | Broker/Dealer in Securities
Mutual Fund Distributor
| |
| 165 | PHILIPPINE NATIONAL BANK | Government Securities Eligible Dealer
Transfer Agent
| |
| 166 | PHILIPPINE REGIONAL INVESTMENT DEVELOPMENT CORPORATION | Investment House
| |
| 167 | PHILIPPINE SAVINGS BANK | Government Securities Eligible Dealer
| |
| 168 | PHILIPPINE TRUST COMPANY ALSO KNOWN AS PHILTRUST BANK | Transfer Agent
| |
| 169 | PHILIPPINE VETERANS BANK | Government Securities Eligible Dealer
| |
| 170 | PHILSTOCKS FINANCIAL, INC | Broker/Dealer in Securities
| |
| 171 | PLATINUM SECURITIES, INC. | Broker/Dealer in Securities
| |
| 172 | PNB CAPITAL AND INVESTMENT CORPORATION | Investment House
| |
| 173 | PNB SECURITIES, INC. | Broker/Dealer in Securities
| |
| 174 | PREMIUM SECURITIES, INC. | Broker/Dealer in Securities
| |
| 175 | PRESTIGE GOLF ACCESS & CLUBSHARES, INC. | Broker in Proprietary Shares
| |
| 176 | PRIME STOCK TRANSFER SERVICES, INC. | Transfer Agent
| |
| 177 | PROFESSIONAL STOCK TRANSFER INC. | Transfer Agent
| |
| 178 | QUALITY INVESTMENTS & SECURITIES CORP. | Broker/Dealer in Securities
| |
| 179 | R & L INVESTMENTS, INC. | Broker/Dealer in Securities
| |
| 180 | R. COYIUTO SECURITIES, INC. | Broker/Dealer in Securities
| |
| 181 | R. NUBLA SECURITIES, INC. | Broker/Dealer in Securities
| |
| 182 | R.S. LIM & COMPANY, INC. | Broker/Dealer in Securities
| |
| 183 | RAMPVER FINANCIALS INC. | Investment Company Adviser
Mutual Fund Distributor
| |
| 184 | RCBC CAPITAL CORPORATION | Investment House Engaged in Dealing Government Securities
Mutual Fund Distributor
| |
| 185 | RCBC SAVINGS BANK, INC. | Government Securities Eligible Dealer
| |
| 186 | RCBC SECURITIES, INC. | Broker/Dealer in Securities
| |
| 187 | REGINA CAPITAL DEVELOPMENT CORPORATION | Broker/Dealer in Securities
| |
| 188 | REGIS PARTNERS, INC. | Broker/Dealer in Securities
| |
| 189 | RIZAL COMMERCIAL BANKING CORPORATION | Government Securities Eligible Dealer
Transfer Agent
| |
| 190 | ROBINSONS BANK CORPORATION | Government Securities Eligible Dealer
Transfer Agent
| |
| 191 | RTG & CO., INC. | Broker/Dealer in Securities
| |
| 192 | S.J. ROXAS & CO., INC. | Broker/Dealer in Securities
| |
| 193 | SALISBURY BKT SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 194 | SARANGANI SECURITIES, INC. | Broker/Dealer in Securities
| |
| 195 | SB CAPITAL INVESTMENT CORPORATION | Investment House
| |
| 196 | SB EQUITIES, INC. | Broker/Dealer in Securities
Mutual Fund Distributor
| |
| 197 | SECURITIES SPECIALISTS, INC. | Broker/Dealer in Securities
| |
| 198 | SECURITIES TRANSFER SERVICES, INC. | Transfer Agent
| |
| 199 | SECURITY BANK CORPORATION | Government Securities Eligible Dealer
| |
| 200 | SINCERE SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 201 | SMC STOCK TRANSFER SERVICE CORPORATION | Transfer Agent
| |
| 202 | SOLAR SECURITIES, INC. | Broker/Dealer in Securities
| |
| 203 | STANDARD CHARTERED BANK | Underwriters of Securities Engaged in Dealing Government Securities
| |
| 204 | STANDARD SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 205 | STAR ALLIANCE SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 206 | STATE INVESTMENT HOUSE, INC. | Investment House
| |
| 207 | STERLING BANK OF ASIA INC. (A SAVINGS BANK) | Government Securities Eligible Dealer
| |
| 208 | STOCKTRADE SECURITIES INCORPORATED | Broker/Dealer in Securities
| |
| 209 | STRATEGIC EQUITIES CORPORATION | Broker/Dealer in Securities
| |
| 210 | SUMMIT SECURITIES, INC. | Broker/Dealer in Securities
| |
| 211 | SUN LIFE ASSET MANAGEMENT COMPANY, INC. | Investment Company Adviser
Transfer Agent
| |
| 212 | SUNSECURITIES, INC. | Broker/Dealer in Securities
| |
| 213 | SUPREME STOCKBROKERS, INC. | Broker/Dealer in Securities
| |
| 214 | TANSENGCO & COMPANY, INC. | Broker in Securities
| |
| 215 | THE FIRST RESOURCES MANAGEMENT AND SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 216 | THE HONGKONG AND SHANGHAI BANKING CORPORATION LTD.-PHILIPPINE BRANCH | Underwriters of Securities Engaged in Dealing Government Securities
| |
| 217 | TIMSON SECURITIES INC | Broker/Dealer in Securities
| |
| 218 | TOWER SECURITIES, INC. | Broker/Dealer in Securities
| |
| 219 | TRADITION FINANCIAL SERVICES PHILIPPINES, INC. | Voice Broker to Securities
| |
| 220 | TRANS-ASIA SECURITIES, INC. | Broker/Dealer in Securities
| |
| 221 | TRITON SECURITIES CORPORATION | Broker/Dealer in Securities
Mutual Fund Distributor
| |
| 222 | TULLETT PREBON (PHILIPPINES) INC. | Voice Broker to Securities
| |
| 223 | UBS INVESTMENTS PHILIPPINES INC. | Investment House
| |
| 224 | UBS SECURITIES PHILIPPINES, INC. | Broker/Dealer in Securities
| |
| 225 | UCPB SAVINGS BANK, INC. | Government Securities Eligible Dealer
| |
| 226 | UNICAPITAL SECURITIES, INC. | Broker/Dealer in Securities
Mutual Fund Distributor
| |
| 227 | UNICAPITAL, INC. | Investment House Engaged in Dealing Government Securities
| |
| 228 | UNIONBANK OF THE PHILIPPINES | Underwriters of Securities Engaged in Dealing Government Securities
Transfer Agent
| |
| 229 | UNITED COCONUT PLANTERS BANK | Underwriters of Securities Engaged in Dealing Government Securities
| |
| 230 | UOB-KAY HIAN SECURITIES (PHILIPPINES), INC. | Broker/Dealer in Securities
| |
| 231 | UPCC SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 232 | VALUE QUEST SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 233 | VC SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 234 | VENTURE SECURITIES, INC. | Broker/Dealer in Securities
| |
| 235 | VICSAL INVESTMENT, INC. | Investment Company Adviser
| |
| 236 | VICSAL SECURITIES & STOCK BROKERAGE, INC. | Broker/Dealer in Securities
| |
| 237 | VSEC.COM, INC. | Broker/Dealer in Securities
| |
| 238 | WEALTH SECURITIES, INC. | Broker/Dealer in Securities
Mutual Fund Distributor
| |
| 239 | WESTLINK GLOBAL EQUITIES, INC. | Broker/Dealer in Securities
| |
| 240 | WONG SECURITIES CORPORATION | Broker/Dealer in Securities
| |
| 241 | YAO & ZIALCITA, INC. | Broker/Dealer in Securities
| |
| 242 | YAPSTER E-TRADE, INC. | Broker in Securities
| |
| 243 | YORKVILLE CAPITAL AND INVESTMENT CORP. | Investment House Engaged in Dealing Government Securities
| |
| 244 | YU & COMPANY, INC. | Broker/Dealer in Securities
| |
