Registered Capital Market Participants


Capital Market Institutions



Total 245 results.
#NameLicenseDetails
1A & A SECURITIES, INC. Broker in Securities
2A.T. DE CASTRO SECURITIES CORPORATION Broker/Dealer in Securities
3AAA SOUTHEAST EQUITIES, INC. Broker/Dealer in Securities
4AB CAPITAL & INVESTMENT CORPORATION Investment House Engaged in Dealing Government Securities
Investment Company Adviser
5AB CAPITAL SECURITIES INC. Broker/Dealer in Securities
Mutual Fund Distributor
6AB STOCK TRANSFERS CORPORATION Transfer Agent
7ABACUS CAPITAL & INVESTMENT CORPORATION Investment House
8ABACUS SECURITIES CORPORATION Broker/Dealer in Securities
9AFFINITY CAPITAL CORP. Mutual Fund Distributor
10AFS PHILIPPINES, INC. Voice Broker to Securities
11AIB ASIA ASSET MANAGEMENT, INC. Investment Company Adviser
12ALAKOR SECURITIES CORPORATION Broker/Dealer in Securities
13ALPHA SECURITIES CORPORATION Broker/Dealer in Securities
14AMALGAMATED INVESTMENT BANCORPORATION Investment House Engaged in Dealing Government Securities
15AMPERSAND CAPITAL INCORPORATED Investment House
16ANSALDO, GODINEZ & CO., INC. Broker/Dealer in Securities
17AP SECURITIES INCORPORATED Broker/Dealer in Securities
18APEX (PHILIPPINES) EQUITIES CORPORATION Broker/Dealer in Securities
19ARMSTRONG SECURITIES, INC. Broker/Dealer in Securities
20ASIA PACIFIC CAPITAL EQUITIES AND SECURITIES CORPORATION Broker in Securities
21ASIA UNITED BANK CORPORATION Underwriters of Securities Engaged in Dealing Government Securities
22ASIAN ALLIANCE INVESTMENT CORP. Investment House
23ASIAN TRANSFER & REGISTRY CORP. Transfer Agent
24ASIASEC EQUITIES INC. Broker/Dealer in Securities
25ASTRA SECURITIES CORPORATION Broker/Dealer in Securities
26ATR ASSET MANAGEMENT, INC. Investment Company Adviser
Mutual Fund Distributor
Transfer Agent
27AURORA SECURITIES, INC. Broker/Dealer in Securities
28AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED Underwriters of Securities Engaged in Dealing Government Securities
29AZALEA LEISURE RESIDENCES CORPORATION Issuer of Timeshares
30B A SECURITIES, INC. Broker/Dealer in Securities
31B.H. CHUA SECURITIES CORPORATION Broker/Dealer in Securities
32BA INVESTMENTS AND HOLDINGS, INC. Investment House
33BAGUIO COUNTRY CLUB, CORP. Issuer of Propriety Shares
34BANK OF CHINA LIMITED Government Securities Eligible Dealer
35BANK OF COMMERCE Government Securities Eligible Dealer
36BANK OF MAKATI (A SAVINGS BANK), INC. Government Securities Eligible Dealer
37BANK OF THE PHILIPPINE ISLANDS Government Securities Eligible Dealer
Mutual Fund Distributor
38BDO CAPITAL & INVESTMENT CORPORATION Investment House Engaged in Dealing Government Securities
39BDO NOMURA SECURITIES, INC. Broker/Dealer in Securities
40BDO PRIVATE BANK, INC. Government Securities Eligible Dealer
41BDO SECURITIES CORPORATION Broker/Dealer in Securities
Mutual Fund Distributor
42BDO UNIBANK, INC. Government Securities Eligible Dealer
Transfer Agent
43BELSON SECURITIES, INC. Broker/Dealer in Securities
44BENJAMIN CO CA & COMPANY, INC. Broker/Dealer in Securities
45BERNAD SECURITIES, INC. Broker/Dealer in Securities
46BONDS, EQUITIES, SECURITIES AND TRADERS INC. Broker/Dealer in Securities
Mutual Fund Distributor
47BPI CAPITAL CORPORATION Investment House Engaged in Dealing Government Securities
Mutual Fund Distributor
48BPI INVESTMENT MANAGEMENT, INC. Investment Company Adviser
Mutual Fund Distributor
49BPI SECURITIES CORPORATION Broker/Dealer in Securities
Mutual Fund Distributor
50CAMPOS, LANUZA & COMPANY, INC. Broker/Dealer in Securities
51CENTURY ACQUA LIFESTYLE CORPORATION Issuer of Timeshares
52CENTURY SECURITIES CORPORATION Broker/Dealer in Securities
53CHINA BANK CAPITAL CORPORATION Investment House Engaged in Dealing Government Securities
54CHINA BANK SAVINGS, INC. Government Securities Eligible Dealer
55CHINA BANK SECURITIES CORPORATION Broker/Dealer in Securities
56CHINA BANKING CORPORATION Underwriters of Securities Engaged in Dealing Government Securities
57CIMB BANCOM CAPITAL CORPORATION Investment House
58CITIBANK N.A. Government Securities Eligible Dealer
59CITICORP CAPITAL PHILIPPINES, INC. Investment House
60CITICORP FINANCIAL SERVICES AND INSURANCE BROKERAGE PHILIPPINES, INC. Broker in Securities
Mutual Fund Distributor
61CITY & LAND DEVELOPERS, INC. Commercial Paper Issuer
62CITYLAND DEVELOPMENT CORPORATION Commercial Paper Issuer
63CITYLAND, INC. Commercial Paper Issuer
64CITYSTATE SAVINGS BANK, INC. Government Securities Eligible Dealer
65CLIMBS INVESTMENT MANAGEMENT AND ADVISORY CORPORATION Investment Company Adviser
66CLSA EXCHANGE CAPITAL, INC. Investment House
67CLSA PHILIPPINES, INC. Broker/Dealer in Securities
68COCOLIFE ASSET MANAGEMENT COMPANY, INC. Investment Company Adviser
69COHERCO SECURITIES, INC. Broker/Dealer in Securities
70COL FINANCIAL GROUP, INC. Broker/Dealer in Securities
Mutual Fund Distributor
71COL INVESTMENT MANAGEMENT, INC. Investment Company Adviser
72CREDIT SUISSE SECURITIES (PHILIPPINES) INC. Broker/Dealer in Securities
73CTBC BANK (PHILIPPINES) CORP. Government Securities Eligible Dealer
74CTS GLOBAL EQUITY GROUP, INC. Broker/Dealer in Securities
75CUALOPING SECURITIES CORPORATION Broker/Dealer in Securities
76DA MARKET SECURITIES, INC. Broker in Securities
77DAVID GO SECURITIES CORPORATION Broker in Securities
78DBP-DAIWA CAPITAL MARKETS PHILIPPINES, INC. Broker/Dealer in Securities
79DEUTSCHE BANK AG MANILA BRANCH Underwriters of Securities Engaged in Dealing Government Securities
Transfer Agent
80DEUTSCHE REGIS PARTNERS, INC. Broker/Dealer in Securities
81DEVELOPMENT BANK OF THE PHILIPPINES Underwriters of Securities Engaged in Dealing Government Securities
82DIVERSIFIED SECURITIES, INC. Broker/Dealer in Securities
83DW CAPITAL, INC. Broker/Dealer in Securities
84E. CHUA CHIACO SECURITIES, INC. Broker/Dealer in Securities
85EAGLE EQUITIES, INC. Broker/Dealer in Securities
86EAST WEST BANKING CORPORATION Underwriters of Securities Engaged in Dealing Government Securities
87EASTERN SECURITIES DEVELOPMENT CORPORATION Broker/Dealer in Securities
88EASTWEST CAPITAL CORPORATION Broker/Dealer in Securities
89EQUITIWORLD SECURITIES, INC. Broker/Dealer in Securities
90EVERGREEN STOCK BROKERAGE & SECURITIES, INC. Broker/Dealer in Securities
91F. YAP SECURITIES, INC. Broker/Dealer in Securities
92FAST STOCK TRANSFERS INC. Transfer Agent
93FIDELITY SECURITIES, INC. Broker/Dealer in Securities
94FIRST INTEGRATED CAPITAL SECURITIES, INC. Broker/Dealer in Securities
95FIRST METRO ASSET MANAGEMENT (FMAMI), INC. Investment Company Adviser
96FIRST METRO INVESTMENT CORPORATION Investment House Engaged in Dealing Government Securities
Investment Company Adviser
97FIRST METRO SECURITIES BROKERAGE CORPORATION Broker/Dealer in Securities
Mutual Fund Distributor
98FIRST ORIENT SECURITIES, INC. Broker/Dealer in Securities
99G & W CLUBSHARES, INC. Broker in Proprietary Shares
100G G & A CLUB SHARES BROKERS, INC. Broker in Proprietary Shares
101G.D. TAN & CO., INC. Broker/Dealer in Securities
102GFI GROUP (PHILIPPINES) INC. Voice Broker to Securities
103GLOBALINKS SECURITIES & STOCKS, INC. Broker/Dealer in Securities
104GOLDEN TOWER SECURITIES AND HOLDINGS, INC. Broker/Dealer in Securities
105GOLDSTAR SECURITIES, INC. Broker/Dealer in Securities
106GOLFERS CLUB SHARES, INC. Broker in Proprietary Shares
107GREPALIFE ASSET MANAGEMENT CORPORATION Investment Company Adviser
Transfer Agent
108GUILD SECURITIES, INC. Broker/Dealer in Securities
109H.E. BENNETT SECURITIES, INC. Broker/Dealer in Securities
110HDI SECURITIES, INC. Broker/Dealer in Securities
111HSBC SAVINGS BANK (PHILIPPINES), INC. Government Securities Eligible Dealer
112I.B. GIMENEZ SECURITIES, INC Broker/Dealer in Securities
113IGC SECURITIES, INC. Broker/Dealer in Securities
114IMPERIAL, DE GUZMAN, ABALOS & CO., INC. Broker/Dealer in Securities
115ING BANK N.V. MANILA BRANCH Underwriters of Securities Engaged in Dealing Government Securities
116INTRA-INVEST SECURITIES, INC. Broker/Dealer in Securities
117INVESTAFINANCIAL INC. Mutual Fund Distributor
118INVESTMENT & CAPITAL CORPORATION OF THE PHILIPPINES Investment House
119INVESTORS SECURITIES, INC. Broker/Dealer in Securities
120J.M. BARCELON & CO., INC. Broker/Dealer in Securities
121J.P. MORGAN SECURITIES PHILIPPINES, INC. Broker/Dealer in Securities
122JAKA SECURITIES CORPORATION Broker/Dealer in Securities
123JPMORGAN CHASE BANK, NATIONAL ASSOCIATION Government Securities Eligible Dealer
124JSG SECURITIES, INC. Broker/Dealer in Securities
125KING'S POWER SECURITIES, INC. Broker/Dealer in Securities
126LAND BANK OF THE PHILIPPINES Underwriters of Securities Engaged in Dealing Government Securities
127LARRGO SECURITIES CO., INC. Broker/Dealer in Securities
128LEGACY EQUITIES, INC. Dealer in Securities
129LITONJUA SECURITIES, INC. Broker/Dealer in Securities
130LOPEZ, LOCSIN, LEDESMA & CO., INC. Broker/Dealer in Securities
131LUCKY SECURITIES, INC. Broker/Dealer in Securities
132LUYS SECURITIES CO., INC. Broker/Dealer in Securities
133MACQUARIE CAPITAL SECURITIES (PHILIPPINES), INC. Broker/Dealer in Securities
134MALAYAN BANK SAVINGS & MORTGAGE BANK, INC. Government Securities Eligible Dealer
135MANDARIN SECURITIES CORPORATION Broker/Dealer in Securities
136MARIAN SECURITIES, INC. Broker/Dealer in Securities
137MAYBANK ATR KIM ENG CAPITAL PARTNERS, INC. Investment House Engaged in Dealing Government Securities
138MAYBANK ATR KIM ENG SECURITIES, INC. Broker/Dealer in Securities
139MAYBANK PHILIPPINES, INCORPORATED Government Securities Eligible Dealer
140MBG INVESTMENT MANAGEMENT, INC. Investment Company Adviser
141MDR SECURITIES, INC. Broker/Dealer in Securities
142MERCANTILE SECURITIES CORPORATION Broker/Dealer in Securities
143MERIDIAN SECURITIES, INC. Broker/Dealer in Securities
144METROPOLITAN BANK AND TRUST COMPANY Government Securities Eligible Dealer
Transfer Agent
145MOUNT PEAK SECURITIES, INC. Broker/Dealer in Securities
146MULTINATIONAL INVESTMENT BANCORPORATION Investment House Engaged in Dealing Government Securities
147MVG SECURITIES, INC. Broker/Dealer in Securities
148NEW WORLD SECURITIES CO., INC. Broker in Securities
149NOVEL SECURITIES, INC. Broker/Dealer in Securities
Mutual Fund Distributor
150OPTIMUM SECURITIES CORPORATION Broker/Dealer in Securities
151OVERSEAS FILIPINO BANK, INC. A SAVINGS BANK OF LANDBANK Government Securities Eligible Dealer
152PAN ASIA SECURITIES CORPORATION Broker/Dealer in Securities
153PAPA SECURITIES CORPORATION Broker/Dealer in Securities
154PBC CAPITAL INVESTMENT CORPORATION Investment House
155PCCI SECURITIES BROKERS CORPORATION Broker/Dealer in Securities
156PENTA CAPITAL & INVESTMENT CORPORATION Investment House
157PHIL-PROGRESS SECURITIES CORPORATION Broker/Dealer in Securities
158PHILAM ASSET MANAGEMENT, INC. Investment Company Adviser
Transfer Agent
159PHILEQUITY MANAGEMENT, INC. Investment Company Adviser
160PHILIPPINE BANK OF COMMUNICATIONS Government Securities Eligible Dealer
161PHILIPPINE BUSINESS BANK, INC. (A SAVINGS BANK) Government Securities Eligible Dealer
162PHILIPPINE COMMERCIAL CAPITAL, INC. Investment House Engaged in Dealing Government Securities
163PHILIPPINE DEPOSITORY & TRUST CORP. Transfer Agent
164PHILIPPINE EQUITY PARTNERS, INC. Broker/Dealer in Securities
Mutual Fund Distributor
165PHILIPPINE NATIONAL BANK Government Securities Eligible Dealer
Transfer Agent
166PHILIPPINE REGIONAL INVESTMENT DEVELOPMENT CORPORATION Investment House
167PHILIPPINE SAVINGS BANK Government Securities Eligible Dealer
168PHILIPPINE TRUST COMPANY ALSO KNOWN AS PHILTRUST BANK Transfer Agent
169PHILIPPINE VETERANS BANK Government Securities Eligible Dealer
170PHILSTOCKS FINANCIAL, INC Broker/Dealer in Securities
171PLATINUM SECURITIES, INC. Broker/Dealer in Securities
172PNB CAPITAL AND INVESTMENT CORPORATION Investment House
173PNB SECURITIES, INC. Broker/Dealer in Securities
174PREMIUM SECURITIES, INC. Broker/Dealer in Securities
175PRESTIGE GOLF ACCESS & CLUBSHARES, INC. Broker in Proprietary Shares
176PRIME STOCK TRANSFER SERVICES, INC. Transfer Agent
177PROFESSIONAL STOCK TRANSFER INC. Transfer Agent
178QUALITY INVESTMENTS & SECURITIES CORP. Broker/Dealer in Securities
179R & L INVESTMENTS, INC. Broker/Dealer in Securities
180R. COYIUTO SECURITIES, INC. Broker/Dealer in Securities
181R. NUBLA SECURITIES, INC. Broker/Dealer in Securities
182R.S. LIM & COMPANY, INC. Broker/Dealer in Securities
183RAMPVER FINANCIALS INC. Investment Company Adviser
Mutual Fund Distributor
184RCBC CAPITAL CORPORATION Investment House Engaged in Dealing Government Securities
Mutual Fund Distributor
185RCBC SAVINGS BANK, INC. Government Securities Eligible Dealer
186RCBC SECURITIES, INC. Broker/Dealer in Securities
187REGINA CAPITAL DEVELOPMENT CORPORATION Broker/Dealer in Securities
188RIZAL COMMERCIAL BANKING CORPORATION Government Securities Eligible Dealer
Transfer Agent
189ROBINSONS BANK CORPORATION Government Securities Eligible Dealer
190RTG & CO., INC. Broker/Dealer in Securities
191S.J. ROXAS & CO., INC. Broker/Dealer in Securities
192SALISBURY BKT SECURITIES CORPORATION Broker/Dealer in Securities
193SARANGANI SECURITIES, INC. Broker/Dealer in Securities
194SB CAPITAL INVESTMENT CORPORATION Investment House
195SB EQUITIES, INC. Broker/Dealer in Securities
196SECURITIES SPECIALISTS, INC. Broker/Dealer in Securities
197SECURITIES TRANSFER SERVICES, INC. Transfer Agent
198SECURITY BANK CORPORATION Government Securities Eligible Dealer
199SINCERE SECURITIES CORPORATION Broker/Dealer in Securities
200SMC STOCK TRANSFER SERVICE CORPORATION Transfer Agent
201SOLAR SECURITIES, INC. Broker/Dealer in Securities
202STANDARD CHARTERED BANK Underwriters of Securities Engaged in Dealing Government Securities
203STANDARD SECURITIES CORPORATION Broker/Dealer in Securities
204STAR ALLIANCE SECURITIES CORPORATION Broker/Dealer in Securities
205STATE INVESTMENT HOUSE, INC. Investment House
206STERLING BANK OF ASIA INC. (A SAVINGS BANK) Government Securities Eligible Dealer
207STOCKTRADE SECURITIES INCORPORATED Broker/Dealer in Securities
208STRATEGIC EQUITIES CORPORATION Broker/Dealer in Securities
209SUMMIT SECURITIES, INC. Broker/Dealer in Securities
210SUN LIFE ASSET MANAGEMENT COMPANY, INC. Investment Company Adviser
Transfer Agent
211SUNSECURITIES, INC. Broker/Dealer in Securities
212SUPREME STOCKBROKERS, INC. Broker/Dealer in Securities
213TANSENGCO & COMPANY, INC. Broker in Securities
214THE FIRST RESOURCES MANAGEMENT AND SECURITIES CORPORATION Broker/Dealer in Securities
215THE HONGKONG AND SHANGHAI BANKING CORPORATION LTD.-PHILIPPINE BRANCH Underwriters of Securities Engaged in Dealing Government Securities
216TIMSON SECURITIES INC Broker/Dealer in Securities
217TOWER SECURITIES, INC. Broker/Dealer in Securities
218TRADITION FINANCIAL SERVICES PHILIPPINES, INC. Voice Broker to Securities
219TRANS-ASIA SECURITIES, INC. Broker/Dealer in Securities
220TRI-STATE SECURITIES, INC. Broker/Dealer in Securities
221TRITON SECURITIES CORPORATION Broker/Dealer in Securities
Mutual Fund Distributor
222TULLETT PREBON (PHILIPPINES) INC. Voice Broker to Securities
223UBS INVESTMENTS PHILIPPINES INC. Investment House
224UBS SECURITIES PHILIPPINES, INC. Broker/Dealer in Securities
225UCPB SAVINGS BANK, INC. Government Securities Eligible Dealer
226UCPB SECURITIES, INC. Broker/Dealer in Securities
227UNICAPITAL SECURITIES, INC. Broker/Dealer in Securities
Mutual Fund Distributor
228UNICAPITAL, INC. Investment House Engaged in Dealing Government Securities
229UNIONBANK OF THE PHILIPPINES Underwriters of Securities Engaged in Dealing Government Securities
Transfer Agent
230UNITED COCONUT PLANTERS BANK Underwriters of Securities Engaged in Dealing Government Securities
231UOB-KAY HIAN SECURITIES (PHILIPPINES), INC. Broker/Dealer in Securities
232UPCC SECURITIES CORPORATION Broker/Dealer in Securities
233VALUE QUEST SECURITIES CORPORATION Broker/Dealer in Securities
234VC SECURITIES CORPORATION Broker/Dealer in Securities
235VENTURE SECURITIES, INC. Broker/Dealer in Securities
236VICSAL INVESTMENT, INC. Investment Company Adviser
237VICSAL SECURITIES & STOCK BROKERAGE, INC. Broker/Dealer in Securities
238VSEC.COM, INC. Broker/Dealer in Securities
239WEALTH SECURITIES, INC. Broker/Dealer in Securities
Mutual Fund Distributor
240WESTLINK GLOBAL EQUITIES, INC. Broker/Dealer in Securities
241WONG SECURITIES CORPORATION Broker/Dealer in Securities
242YAO & ZIALCITA, INC. Broker/Dealer in Securities
243YAPSTER E-TRADE, INC. Broker in Securities
244YORKVILLE CAPITAL AND INVESTMENT CORP. Investment House
245YU & COMPANY, INC. Broker/Dealer in Securities

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