Registered Capital Market Participants


Capital Market Institutions



Total 244 results.
#NameLicenseDetails
1A & A SECURITIES, INC. Broker in Securities
2A.T. DE CASTRO SECURITIES CORPORATION Broker/Dealer in Securities
3AAA SOUTHEAST EQUITIES, INC. Broker/Dealer in Securities
4AB CAPITAL & INVESTMENT CORPORATION Investment House Engaged in Dealing Government Securities
Investment Company Adviser
5AB CAPITAL SECURITIES INC. Broker/Dealer in Securities
Mutual Fund Distributor
6AB STOCK TRANSFERS CORPORATION Transfer Agent
7ABACUS CAPITAL & INVESTMENT CORPORATION Investment House
8ABACUS SECURITIES CORPORATION Broker/Dealer in Securities
9AFFINITY CAPITAL CORP. Mutual Fund Distributor
10AFS PHILIPPINES, INC. Voice Broker to Securities
11AIB ASIA ASSET MANAGEMENT, INC. Investment Company Adviser
12ALAKOR SECURITIES CORPORATION Broker/Dealer in Securities
13ALPHA SECURITIES CORPORATION Broker/Dealer in Securities
14AMALGAMATED INVESTMENT BANCORPORATION Investment House Engaged in Dealing Government Securities
15AMPERSAND CAPITAL INCORPORATED Investment House
16ANSALDO, GODINEZ & CO., INC. Broker/Dealer in Securities
17AP SECURITIES INCORPORATED Broker/Dealer in Securities
18APEX (PHILIPPINES) EQUITIES CORPORATION Broker/Dealer in Securities
19ARMSTRONG SECURITIES, INC. Broker/Dealer in Securities
20ASIA PACIFIC CAPITAL EQUITIES AND SECURITIES CORPORATION Broker in Securities
21ASIA UNITED BANK CORPORATION Underwriters of Securities Engaged in Dealing Government Securities
22ASIAN ALLIANCE INVESTMENT CORP. Investment House
23ASIAN TRANSFER & REGISTRY CORP. Transfer Agent
24ASIASEC EQUITIES INC. Broker/Dealer in Securities
25ASTRA SECURITIES CORPORATION Broker/Dealer in Securities
26ATR ASSET MANAGEMENT, INC. Investment Company Adviser
Mutual Fund Distributor
Transfer Agent
27AURORA SECURITIES, INC. Broker/Dealer in Securities
28AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED Underwriters of Securities Engaged in Dealing Government Securities
29AZALEA LEISURE RESIDENCES CORPORATION Issuer of Timeshares
30B A SECURITIES, INC. Broker/Dealer in Securities
31B.H. CHUA SECURITIES CORPORATION Broker/Dealer in Securities
32BA INVESTMENTS AND HOLDINGS, INC. Investment House
33BAGUIO COUNTRY CLUB, CORP. Issuer of Propriety Shares
34BANK OF CHINA LIMITED Government Securities Eligible Dealer
35BANK OF COMMERCE Government Securities Eligible Dealer
Underwriters of Securities Engaged in Dealing Government Securities
36BANK OF MAKATI (A SAVINGS BANK), INC. Government Securities Eligible Dealer
37BANK OF THE PHILIPPINE ISLANDS Government Securities Eligible Dealer
Mutual Fund Distributor
38BDO CAPITAL & INVESTMENT CORPORATION Investment House Engaged in Dealing Government Securities
39BDO NOMURA SECURITIES, INC. Broker/Dealer in Securities
40BDO PRIVATE BANK, INC. Government Securities Eligible Dealer
41BDO SECURITIES CORPORATION Broker/Dealer in Securities
Mutual Fund Distributor
42BDO UNIBANK, INC. Government Securities Eligible Dealer
Transfer Agent
43BELSON SECURITIES, INC. Broker/Dealer in Securities
44BENJAMIN CO CA & COMPANY, INC. Broker/Dealer in Securities
45BERNAD SECURITIES, INC. Broker/Dealer in Securities
46BONDS, EQUITIES, SECURITIES AND TRADERS INC. Broker/Dealer in Securities
Mutual Fund Distributor
47BONDS.PH INC. Broker/Dealer in Securities
48BPI CAPITAL CORPORATION Investment House Engaged in Dealing Government Securities
Mutual Fund Distributor
49BPI INVESTMENT MANAGEMENT, INC. Investment Company Adviser
Mutual Fund Distributor
50BPI SECURITIES CORPORATION Broker/Dealer in Securities
Mutual Fund Distributor
51CAMPOS, LANUZA & COMPANY, INC. Broker/Dealer in Securities
52CENTURY ACQUA LIFESTYLE CORPORATION Issuer of Timeshares
53CENTURY SECURITIES CORPORATION Broker/Dealer in Securities
54CHINA BANK CAPITAL CORPORATION Investment House Engaged in Dealing Government Securities
55CHINA BANK SAVINGS, INC. Government Securities Eligible Dealer
56CHINA BANK SECURITIES CORPORATION Broker/Dealer in Securities
57CHINA BANKING CORPORATION Underwriters of Securities Engaged in Dealing Government Securities
58CIMB BANCOM CAPITAL CORPORATION Investment House
59CITIBANK N.A. Government Securities Eligible Dealer
60CITICORP CAPITAL PHILIPPINES, INC. Investment House
61CITICORP FINANCIAL SERVICES AND INSURANCE BROKERAGE PHILIPPINES, INC. Broker in Securities
Mutual Fund Distributor
62CITY & LAND DEVELOPERS, INC. Commercial Paper Issuer
63CITYLAND DEVELOPMENT CORPORATION Commercial Paper Issuer
64CITYLAND, INC. Commercial Paper Issuer
65CITYSTATE SAVINGS BANK, INC. Government Securities Eligible Dealer
66CLIMBS INVESTMENT MANAGEMENT AND ADVISORY CORPORATION Investment Company Adviser
67CLSA EXCHANGE CAPITAL, INC. Investment House
68CLSA PHILIPPINES, INC. Broker/Dealer in Securities
69COCOLIFE ASSET MANAGEMENT COMPANY, INC. Investment Company Adviser
70COHERCO SECURITIES, INC. Broker/Dealer in Securities
71COL FINANCIAL GROUP, INC. Broker/Dealer in Securities
Mutual Fund Distributor
72COL INVESTMENT MANAGEMENT, INC. Investment Company Adviser
73CREDIT SUISSE SECURITIES (PHILIPPINES) INC. Broker/Dealer in Securities
74CTBC BANK (PHILIPPINES) CORP. Government Securities Eligible Dealer
75CTS GLOBAL EQUITY GROUP, INC. Broker/Dealer in Securities
76CUALOPING SECURITIES CORPORATION Broker/Dealer in Securities
77DA MARKET SECURITIES, INC. Broker in Securities
78DAVID GO SECURITIES CORPORATION Broker in Securities
79DBP-DAIWA CAPITAL MARKETS PHILIPPINES, INC. Broker/Dealer in Securities
80DEUTSCHE BANK AG MANILA BRANCH Underwriters of Securities Engaged in Dealing Government Securities
Transfer Agent
81DEVELOPMENT BANK OF THE PHILIPPINES Underwriters of Securities Engaged in Dealing Government Securities
82DIVERSIFIED SECURITIES, INC. Broker/Dealer in Securities
83DRAGONFI SECURITIES, INC. Broker/Dealer in Securities
84DW CAPITAL, INC. Broker/Dealer in Securities
85E. CHUA CHIACO SECURITIES, INC. Broker/Dealer in Securities
86EAGLE EQUITIES, INC. Broker/Dealer in Securities
87EAST WEST BANKING CORPORATION Underwriters of Securities Engaged in Dealing Government Securities
88EASTERN SECURITIES DEVELOPMENT CORPORATION Broker/Dealer in Securities
89EASTWEST CAPITAL CORPORATION Broker/Dealer in Securities
90EQUITIWORLD SECURITIES, INC. Broker/Dealer in Securities
91EVERGREEN STOCK BROKERAGE & SECURITIES, INC. Broker/Dealer in Securities
92F. YAP SECURITIES, INC. Broker/Dealer in Securities
93FAST STOCK TRANSFERS INC. Transfer Agent
94FIDELITY SECURITIES, INC. Broker/Dealer in Securities
95FIRST INTEGRATED CAPITAL SECURITIES, INC. Broker/Dealer in Securities
96FIRST METRO ASSET MANAGEMENT (FMAMI), INC. Investment Company Adviser
97FIRST METRO INVESTMENT CORPORATION Investment House Engaged in Dealing Government Securities
Investment Company Adviser
98FIRST METRO SECURITIES BROKERAGE CORPORATION Broker/Dealer in Securities
Mutual Fund Distributor
99FIRST ORIENT SECURITIES, INC. Broker/Dealer in Securities
100G & W CLUBSHARES, INC. Broker in Proprietary Shares
101G G & A CLUB SHARES BROKERS, INC. Broker in Proprietary Shares
102G.D. TAN & CO., INC. Broker/Dealer in Securities
103GFI GROUP (PHILIPPINES) INC. Voice Broker to Securities
104GLOBALINKS SECURITIES & STOCKS, INC. Broker/Dealer in Securities
105GOLDEN TOWER SECURITIES AND HOLDINGS, INC. Broker/Dealer in Securities
106GOLDSTAR SECURITIES, INC. Broker/Dealer in Securities
107GOLFERS CLUB SHARES, INC. Broker in Proprietary Shares
108GUILD SECURITIES, INC. Broker/Dealer in Securities
109H.E. BENNETT SECURITIES, INC. Broker/Dealer in Securities
110HDI SECURITIES, INC. Broker/Dealer in Securities
111HSBC SAVINGS BANK (PHILIPPINES), INC. Government Securities Eligible Dealer
112I.B. GIMENEZ SECURITIES, INC Broker/Dealer in Securities
113IGC SECURITIES, INC. Broker/Dealer in Securities
114IMPERIAL, DE GUZMAN, ABALOS & CO., INC. Broker/Dealer in Securities
115ING BANK N.V. MANILA BRANCH Underwriters of Securities Engaged in Dealing Government Securities
116INTRA-INVEST SECURITIES, INC. Broker/Dealer in Securities
117INVESTAFINANCIAL INC. Mutual Fund Distributor
118INVESTMENT & CAPITAL CORPORATION OF THE PHILIPPINES Investment House
119INVESTORS SECURITIES, INC. Broker/Dealer in Securities
120J.M. BARCELON & CO., INC. Broker/Dealer in Securities
121J.P. MORGAN SECURITIES PHILIPPINES, INC. Broker/Dealer in Securities
122JAKA SECURITIES CORPORATION Broker/Dealer in Securities
123JPMORGAN CHASE BANK, NATIONAL ASSOCIATION Government Securities Eligible Dealer
124JSG SECURITIES, INC. Broker/Dealer in Securities
125KING'S POWER SECURITIES, INC. Broker/Dealer in Securities
126LAND BANK OF THE PHILIPPINES Underwriters of Securities Engaged in Dealing Government Securities
127LANDBANK SECURITIES, INC. Broker/Dealer in Securities
128LARRGO SECURITIES CO., INC. Broker/Dealer in Securities
129LEGACY EQUITIES, INC. Dealer in Securities
130LITONJUA SECURITIES, INC. Broker/Dealer in Securities
131LOPEZ, LOCSIN, LEDESMA & CO., INC. Broker/Dealer in Securities
132LUCKY SECURITIES, INC. Broker/Dealer in Securities
133LUYS SECURITIES CO., INC. Broker/Dealer in Securities
134MACQUARIE CAPITAL SECURITIES (PHILIPPINES), INC. Broker/Dealer in Securities
135MALAYAN BANK SAVINGS & MORTGAGE BANK, INC. Government Securities Eligible Dealer
136MANDARIN SECURITIES CORPORATION Broker/Dealer in Securities
137MARIAN SECURITIES, INC. Broker/Dealer in Securities
138MAYBANK CAPITAL, INC. Investment House Engaged in Dealing Government Securities
139MAYBANK PHILIPPINES, INCORPORATED Government Securities Eligible Dealer
140MAYBANK SECURITIES, INC. Broker/Dealer in Securities
141MBG INVESTMENT MANAGEMENT, INC. Investment Company Adviser
142MDR SECURITIES, INC. Broker/Dealer in Securities
143MERCANTILE SECURITIES CORPORATION Broker/Dealer in Securities
144MERIDIAN SECURITIES, INC. Broker/Dealer in Securities
145METROPOLITAN BANK AND TRUST COMPANY Government Securities Eligible Dealer
Transfer Agent
146MOUNT PEAK SECURITIES, INC. Broker/Dealer in Securities
147MVG SECURITIES, INC. Broker/Dealer in Securities
148NEW WORLD SECURITIES CO., INC. Broker in Securities
149NOVEL SECURITIES, INC. Broker/Dealer in Securities
Mutual Fund Distributor
150OPTIMUM SECURITIES CORPORATION Broker/Dealer in Securities
151OVERSEAS FILIPINO BANK, INC. A SAVINGS BANK OF LANDBANK Government Securities Eligible Dealer
152PAN ASIA SECURITIES CORPORATION Broker/Dealer in Securities
153PAPA SECURITIES CORPORATION Broker/Dealer in Securities
154PBC CAPITAL INVESTMENT CORPORATION Investment House
155PCCI SECURITIES BROKERS CORPORATION Broker/Dealer in Securities
156PENTA CAPITAL & INVESTMENT CORPORATION Investment House
157PHIL-PROGRESS SECURITIES CORPORATION Broker/Dealer in Securities
158PHILAM ASSET MANAGEMENT, INC. Transfer Agent
159PHILEQUITY MANAGEMENT, INC. Investment Company Adviser
Transfer Agent
160PHILIPPINE BANK OF COMMUNICATIONS Government Securities Eligible Dealer
161PHILIPPINE BUSINESS BANK, INC. (A SAVINGS BANK) Government Securities Eligible Dealer
162PHILIPPINE COMMERCIAL CAPITAL, INC. Investment House Engaged in Dealing Government Securities
163PHILIPPINE DEPOSITORY & TRUST CORP. Transfer Agent
164PHILIPPINE EQUITY PARTNERS, INC. Broker/Dealer in Securities
Mutual Fund Distributor
165PHILIPPINE NATIONAL BANK Government Securities Eligible Dealer
Transfer Agent
166PHILIPPINE REGIONAL INVESTMENT DEVELOPMENT CORPORATION Investment House
167PHILIPPINE SAVINGS BANK Government Securities Eligible Dealer
168PHILIPPINE TRUST COMPANY ALSO KNOWN AS PHILTRUST BANK Transfer Agent
169PHILIPPINE VETERANS BANK Government Securities Eligible Dealer
170PHILSTOCKS FINANCIAL, INC Broker/Dealer in Securities
171PLATINUM SECURITIES, INC. Broker/Dealer in Securities
172PNB CAPITAL AND INVESTMENT CORPORATION Investment House
173PNB SECURITIES, INC. Broker/Dealer in Securities
174PREMIUM SECURITIES, INC. Broker/Dealer in Securities
175PRESTIGE GOLF ACCESS & CLUBSHARES, INC. Broker in Proprietary Shares
176PRIME STOCK TRANSFER SERVICES, INC. Transfer Agent
177PROFESSIONAL STOCK TRANSFER INC. Transfer Agent
178QUALITY INVESTMENTS & SECURITIES CORP. Broker/Dealer in Securities
179R & L INVESTMENTS, INC. Broker/Dealer in Securities
180R. COYIUTO SECURITIES, INC. Broker/Dealer in Securities
181R. NUBLA SECURITIES, INC. Broker/Dealer in Securities
182R.S. LIM & COMPANY, INC. Broker/Dealer in Securities
183RAMPVER FINANCIALS INC. Investment Company Adviser
Mutual Fund Distributor
184RCBC CAPITAL CORPORATION Investment House Engaged in Dealing Government Securities
Mutual Fund Distributor
185RCBC SAVINGS BANK, INC. Government Securities Eligible Dealer
186RCBC SECURITIES, INC. Broker/Dealer in Securities
187REGINA CAPITAL DEVELOPMENT CORPORATION Broker/Dealer in Securities
188REGIS PARTNERS, INC. Broker/Dealer in Securities
189RIZAL COMMERCIAL BANKING CORPORATION Government Securities Eligible Dealer
Transfer Agent
190ROBINSONS BANK CORPORATION Government Securities Eligible Dealer
Transfer Agent
191RTG & CO., INC. Broker/Dealer in Securities
192S.J. ROXAS & CO., INC. Broker/Dealer in Securities
193SALISBURY BKT SECURITIES CORPORATION Broker/Dealer in Securities
194SARANGANI SECURITIES, INC. Broker/Dealer in Securities
195SB CAPITAL INVESTMENT CORPORATION Investment House
196SB EQUITIES, INC. Broker/Dealer in Securities
197SECURITIES SPECIALISTS, INC. Broker/Dealer in Securities
198SECURITIES TRANSFER SERVICES, INC. Transfer Agent
199SECURITY BANK CORPORATION Government Securities Eligible Dealer
200SINCERE SECURITIES CORPORATION Broker/Dealer in Securities
201SMC STOCK TRANSFER SERVICE CORPORATION Transfer Agent
202SOLAR SECURITIES, INC. Broker/Dealer in Securities
203STANDARD CHARTERED BANK Underwriters of Securities Engaged in Dealing Government Securities
204STANDARD SECURITIES CORPORATION Broker/Dealer in Securities
205STAR ALLIANCE SECURITIES CORPORATION Broker/Dealer in Securities
206STATE INVESTMENT HOUSE, INC. Investment House
207STERLING BANK OF ASIA INC. (A SAVINGS BANK) Government Securities Eligible Dealer
208STOCKTRADE SECURITIES INCORPORATED Broker/Dealer in Securities
209STRATEGIC EQUITIES CORPORATION Broker/Dealer in Securities
210SUMMIT SECURITIES, INC. Broker/Dealer in Securities
211SUN LIFE ASSET MANAGEMENT COMPANY, INC. Investment Company Adviser
Transfer Agent
212SUNSECURITIES, INC. Broker/Dealer in Securities
213SUPREME STOCKBROKERS, INC. Broker/Dealer in Securities
214TANSENGCO & COMPANY, INC. Broker in Securities
215THE FIRST RESOURCES MANAGEMENT AND SECURITIES CORPORATION Broker/Dealer in Securities
216THE HONGKONG AND SHANGHAI BANKING CORPORATION LTD.-PHILIPPINE BRANCH Underwriters of Securities Engaged in Dealing Government Securities
217TIMSON SECURITIES INC Broker/Dealer in Securities
218TOWER SECURITIES, INC. Broker/Dealer in Securities
219TRADITION FINANCIAL SERVICES PHILIPPINES, INC. Voice Broker to Securities
220TRANS-ASIA SECURITIES, INC. Broker/Dealer in Securities
221TRITON SECURITIES CORPORATION Broker/Dealer in Securities
Mutual Fund Distributor
222TULLETT PREBON (PHILIPPINES) INC. Voice Broker to Securities
223UBS INVESTMENTS PHILIPPINES INC. Investment House
224UBS SECURITIES PHILIPPINES, INC. Broker/Dealer in Securities
225UCPB SAVINGS BANK, INC. Government Securities Eligible Dealer
226UNICAPITAL SECURITIES, INC. Broker/Dealer in Securities
Mutual Fund Distributor
227UNICAPITAL, INC. Investment House Engaged in Dealing Government Securities
228UNIONBANK OF THE PHILIPPINES Underwriters of Securities Engaged in Dealing Government Securities
Transfer Agent
229UNITED COCONUT PLANTERS BANK Underwriters of Securities Engaged in Dealing Government Securities
230UOB-KAY HIAN SECURITIES (PHILIPPINES), INC. Broker/Dealer in Securities
231UPCC SECURITIES CORPORATION Broker/Dealer in Securities
232VALUE QUEST SECURITIES CORPORATION Broker/Dealer in Securities
233VC SECURITIES CORPORATION Broker/Dealer in Securities
234VENTURE SECURITIES, INC. Broker/Dealer in Securities
235VICSAL INVESTMENT, INC. Investment Company Adviser
236VICSAL SECURITIES & STOCK BROKERAGE, INC. Broker/Dealer in Securities
237VSEC.COM, INC. Broker/Dealer in Securities
238WEALTH SECURITIES, INC. Broker/Dealer in Securities
Mutual Fund Distributor
239WESTLINK GLOBAL EQUITIES, INC. Broker/Dealer in Securities
240WONG SECURITIES CORPORATION Broker/Dealer in Securities
241YAO & ZIALCITA, INC. Broker/Dealer in Securities
242YAPSTER E-TRADE, INC. Broker in Securities
243YORKVILLE CAPITAL AND INVESTMENT CORP. Investment House Engaged in Dealing Government Securities
244YU & COMPANY, INC. Broker/Dealer in Securities

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