Account Request


STEP 1 : Search Company Name or SEC Registration Number *

Total 242 results.
 Name LicenseCertificate Registration No.
 *Click Company Name to Select  
A & A SECURITIES, INC. Broker in Securities (B)
01-2004-00001
A.T. DE CASTRO SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00002
AAA SOUTHEAST EQUITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00003
AB CAPITAL & INVESTMENT CORPORATION Investment House Engaged in Dealing Government Securities (IH-GSED)
Investment Company Adviser (ICA)
01-2008-00209
AB CAPITAL SECURITIES INC. Broker/Dealer in Securities (BD)
Mutual Fund Distributor (MFD)
01-2004-00004
AB STOCK TRANSFERS CORPORATION Transfer Agent (TA)
01-2010-00272
ABACUS CAPITAL & INVESTMENT CORPORATION Investment House (IH)
01-2008-00214
ABACUS SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00005
AFFINITY CAPITAL CORP. Mutual Fund Distributor (MFD)
01-2019-00293
AFS PHILIPPINES, INC. Voice Broker to Securities (VB)
01-2007-00172
ALAKOR SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00008
ALPHA SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00009
AMALGAMATED INVESTMENT BANCORPORATION Investment House Engaged in Dealing Government Securities (IH-GSED)
01-2008-00215
AMPERSAND CAPITAL INCORPORATED Investment House (IH)
01-2008-00226
ANSALDO, GODINEZ & CO., INC. Broker/Dealer in Securities (BD)
01-2010-00256
AP SECURITIES INCORPORATED Broker/Dealer in Securities (BD)
01-2004-00011
APEX (PHILIPPINES) EQUITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00013
ARMSTRONG SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00014
ASIA PACIFIC CAPITAL EQUITIES AND SECURITIES CORPORATION Broker in Securities (B)
01-2004-00015
ASIA UNITED BANK CORPORATION Underwriters of Securities Engaged in Dealing Government Securities (US-GSED)
01-2008-00176
ASIAN ALLIANCE INVESTMENT CORP. Investment House (IH)
01-2008-00216
ASIAN TRANSFER & REGISTRY CORP. Transfer Agent (TA)
01-2010-00259
ASIASEC EQUITIES INC. Broker/Dealer in Securities (BD)
01-2004-00016
ASTRA SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00017
ATR ASSET MANAGEMENT, INC. Investment Company Adviser (ICA)
Mutual Fund Distributor (MFD)
Transfer Agent (TA)
01-2004-00159
AURORA SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00020
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED Underwriters of Securities Engaged in Dealing Government Securities (US-GSED)
01-2009-00255
AZALEA LEISURE RESIDENCES CORPORATION Issuer of Timeshares (ITS)
ITS-00001
B A SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00021
B.H. CHUA SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00022
BA INVESTMENTS AND HOLDINGS, INC. Investment House (IH)
01-2010-00271
BAGUIO COUNTRY CLUB, CORP. Issuer of Propriety Shares (IPS)
ITS-00003
BANK OF CHINA LIMITED Government Securities Eligible Dealer (GSED)
01-2017-00285
BANK OF COMMERCE Government Securities Eligible Dealer (GSED)
01-2008-00179
BANK OF MAKATI (A SAVINGS BANK), INC. Government Securities Eligible Dealer (GSED)
01-2018-00287
BANK OF THE PHILIPPINE ISLANDS Government Securities Eligible Dealer (GSED)
01-2008-00180
BDO CAPITAL & INVESTMENT CORPORATION Investment House Engaged in Dealing Government Securities (IH-GSED)
01-2008-00219
BDO NOMURA SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00102
BDO PRIVATE BANK, INC. Government Securities Eligible Dealer (GSED)
01-2008-00181
BDO SECURITIES CORPORATION Broker/Dealer in Securities (BD)
Mutual Fund Distributor (MFD)
01-2004-00119
BDO UNIBANK, INC. Government Securities Eligible Dealer (GSED)
Transfer Agent (TA)
01-2008-00178
BELSON SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00024
BENJAMIN CO CA & COMPANY, INC. Broker/Dealer in Securities (BD)
01-2004-00025
BERNAD SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00026
BONDS, EQUITIES, SECURITIES AND TRADERS INC. Broker/Dealer in Securities (BD)
Mutual Fund Distributor (MFD)
01-2004-00108
BPI CAPITAL CORPORATION Investment House Engaged in Dealing Government Securities (IH-GSED)
Mutual Fund Distributor (MFD)
01-2008-00210
BPI INVESTMENT MANAGEMENT, INC. Investment Company Adviser (ICA)
Mutual Fund Distributor (MFD)
01-2004-00151
BPI SECURITIES CORPORATION Broker/Dealer in Securities (BD)
Mutual Fund Distributor (MFD)
01-2004-00027
CAMPOS, LANUZA & COMPANY, INC. Broker/Dealer in Securities (BD)
01-2004-00028
CENTURY ACQUA LIFESTYLE CORPORATION Issuer of Timeshares (ITS)
ITS-00002
CENTURY SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00030
CHINA BANK CAPITAL CORPORATION Investment House Engaged in Dealing Government Securities (IH-GSED)
01-2015-00279
CHINA BANK SAVINGS, INC. Government Securities Eligible Dealer (GSED)
01-2008-00207
CHINA BANK SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00018
CHINA BANKING CORPORATION Underwriters of Securities Engaged in Dealing Government Securities (US-GSED)
01-2008-00241
CIMB BANCOM CAPITAL CORPORATION Investment House (IH)
01-2018-00291
CITIBANK N.A. Government Securities Eligible Dealer (GSED)
01-2008-00183
CITICORP CAPITAL PHILIPPINES, INC. Investment House (IH)
01-2008-00221
CITICORP FINANCIAL SERVICES AND INSURANCE BROKERAGE PHILIPPINES, INC. Broker in Securities (B)
Mutual Fund Distributor (MFD)
01-2004-00031
CITY & LAND DEVELOPERS, INC. Commercial Paper Issuer (CPI)
CPI-00001
CITYLAND DEVELOPMENT CORPORATION Commercial Paper Issuer (CPI)
CPI-00003
CITYLAND, INC. Commercial Paper Issuer (CPI)
CPI-00002
CITYSTATE SAVINGS BANK, INC. Government Securities Eligible Dealer (GSED)
01-2008-00185
CLIMBS INVESTMENT MANAGEMENT AND ADVISORY CORPORATION Investment Company Adviser (ICA)
01-2017-00283
CLSA EXCHANGE CAPITAL, INC. Investment House (IH)
01-2008-00222
CLSA PHILIPPINES, INC. Broker/Dealer in Securities (BD)
01-2004-00035
COCOLIFE ASSET MANAGEMENT COMPANY, INC. Investment Company Adviser (ICA)
01-2004-00152
COHERCO SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00036
COL FINANCIAL GROUP, INC. Broker/Dealer in Securities (BD)
Mutual Fund Distributor (MFD)
01-2004-00033
CREDIT SUISSE SECURITIES (PHILIPPINES) INC. Broker/Dealer in Securities (BD)
01-2011-00274
CTBC BANK (PHILIPPINES) CORP. Government Securities Eligible Dealer (GSED)
01-2008-00182
CTS GLOBAL EQUITY GROUP, INC. Broker/Dealer in Securities (BD)
01-2004-00034
CUALOPING SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00037
DA MARKET SECURITIES, INC. Broker in Securities (B)
01-2004-00038
DAVID GO SECURITIES CORPORATION Broker in Securities (B)
01-2004-00039
DBP-DAIWA CAPITAL MARKETS PHILIPPINES, INC. Broker/Dealer in Securities (BD)
01-2004-00040
DEUTSCHE BANK AG MANILA BRANCH Underwriters of Securities Engaged in Dealing Government Securities (US-GSED)
Transfer Agent (TA)
01-2008-00186
DEUTSCHE REGIS PARTNERS, INC. Broker/Dealer in Securities (BD)
01-2004-00041
DEVELOPMENT BANK OF THE PHILIPPINES Underwriters of Securities Engaged in Dealing Government Securities (US-GSED)
01-2005-00167
DIVERSIFIED SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00042
DW CAPITAL, INC. Broker/Dealer in Securities (BD)
01-2004-00132
E. CHUA CHIACO SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00043
EAGLE EQUITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00045
EAST WEST BANKING CORPORATION Underwriters of Securities Engaged in Dealing Government Securities (US-GSED)
01-2008-00187
EASTERN SECURITIES DEVELOPMENT CORPORATION Broker/Dealer in Securities (BD)
01-2004-00046
EASTWEST CAPITAL CORPORATION Broker/Dealer in Securities (BD)
01-2004-00047
EQUITIWORLD SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00049
EVERGREEN STOCK BROKERAGE & SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00050
F. YAP SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00051
FAST STOCK TRANSFERS INC. Transfer Agent (TA)
01-2010-00261
FIDELITY SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00052
FIRST INTEGRATED CAPITAL SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00053
FIRST METRO ASSET MANAGEMENT (FMAMI), INC. Investment Company Adviser (ICA)
01-2008-00249
FIRST METRO INVESTMENT CORPORATION Investment House Engaged in Dealing Government Securities (IH-GSED)
Investment Company Adviser (ICA)
01-2008-00211
FIRST METRO SECURITIES BROKERAGE CORPORATION Broker/Dealer in Securities (BD)
Mutual Fund Distributor (MFD)
01-2004-00095
FIRST ORIENT SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00054
G & W CLUBSHARES, INC. Broker in Proprietary Shares (BPS)
01-2004-00058
G G & A CLUB SHARES BROKERS, INC. Broker in Proprietary Shares (BPS)
01-2004-00060
G.D. TAN & CO., INC. Broker/Dealer in Securities (BD)
01-2004-00059
GFI GROUP (PHILIPPINES) INC. Voice Broker to Securities (VB)
01-2019-00292
GLOBALINKS SECURITIES & STOCKS, INC. Broker/Dealer in Securities (BD)
01-2004-00061
GOLDEN TOWER SECURITIES AND HOLDINGS, INC. Broker/Dealer in Securities (BD)
01-2004-00062
GOLDSTAR SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00063
GOLFERS CLUB SHARES, INC. Broker in Proprietary Shares (BPS)
01-2004-00064
GREPALIFE ASSET MANAGEMENT CORPORATION Investment Company Adviser (ICA)
Transfer Agent (TA)
01-2004-00162
GUILD SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00065
H.E. BENNETT SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00066
HDI SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00068
HSBC SAVINGS BANK (PHILIPPINES), INC. Government Securities Eligible Dealer (GSED)
01-2008-00191
I.B. GIMENEZ SECURITIES, INC Broker/Dealer in Securities (BD)
01-2004-00071
IGC SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00072
IMPERIAL, DE GUZMAN, ABALOS & CO., INC. Broker/Dealer in Securities (BD)
01-2004-00073
ING BANK N.V. MANILA BRANCH Underwriters of Securities Engaged in Dealing Government Securities (US-GSED)
01-2008-00242
INSULAR INVESTMENT CORPORATION Investment House (IH)
01-2008-00225
INTRA-INVEST SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00075
INVESTMENT & CAPITAL CORPORATION OF THE PHILIPPINES Investment House (IH)
01-2008-00227
INVESTORS SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00076
J.M. BARCELON & CO., INC. Broker/Dealer in Securities (BD)
01-2004-00077
J.P. MORGAN SECURITIES PHILIPPINES, INC. Broker/Dealer in Securities (BD)
01-2005-00165
JAKA SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00078
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION Government Securities Eligible Dealer (GSED)
01-2008-00192
JSG SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00080
KING'S POWER SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00082
LAND BANK OF THE PHILIPPINES Underwriters of Securities Engaged in Dealing Government Securities (US-GSED)
01-2008-00243
LARRGO SECURITIES CO., INC. Broker/Dealer in Securities (BD)
01-2004-00083
LEGACY EQUITIES, INC. Dealer in Securities (D)
01-2004-00084
LITONJUA SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00085
LOPEZ, LOCSIN, LEDESMA & CO., INC. Broker/Dealer in Securities (BD)
01-2004-00086
LUCKY SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00087
LUYS SECURITIES CO., INC. Broker/Dealer in Securities (BD)
01-2004-00088
MACQUARIE CAPITAL SECURITIES (PHILIPPINES), INC. Broker/Dealer in Securities (BD)
01-2004-00074
MALAYAN BANK SAVINGS & MORTGAGE BANK, INC. Government Securities Eligible Dealer (GSED)
01-2008-00193
MANDARIN SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00089
MARIAN SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00090
MAYBANK ATR KIM ENG CAPITAL PARTNERS, INC. Investment House Engaged in Dealing Government Securities (IH-GSED)
01-2008-00217
MAYBANK ATR KIM ENG SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00019
MAYBANK PHILIPPINES, INCORPORATED Government Securities Eligible Dealer (GSED)
01-2008-00194
MBG INVESTMENT MANAGEMENT, INC. Investment Company Adviser (ICA)
01-2017-00284
MDR SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00091
MERCANTILE SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00092
MERIDIAN SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00093
METROPOLITAN BANK AND TRUST COMPANY Government Securities Eligible Dealer (GSED)
Transfer Agent (TA)
01-2008-00195
MOUNT PEAK SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00094
MULTINATIONAL INVESTMENT BANCORPORATION Investment House Engaged in Dealing Government Securities (IH-GSED)
01-2004-00161
MVG SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2018-00290
NEW WORLD SECURITIES CO., INC. Broker in Securities (B)
01-2004-00096
NOVEL SECURITIES, INC. Broker/Dealer in Securities (BD)
Mutual Fund Distributor (MFD)
01-2016-00282
OPTIMUM SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00098
OVERSEAS FILIPINO BANK, INC. A SAVINGS BANK OF LANDBANK Government Securities Eligible Dealer (GSED)
01-2008-00199
PAN ASIA SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00099
PAPA SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00100
PBC CAPITAL INVESTMENT CORPORATION Investment House (IH)
01-2008-00229
PCCI SECURITIES BROKERS CORPORATION Broker/Dealer in Securities (BD)
01-2004-00101
PENTA CAPITAL & INVESTMENT CORPORATION Investment House (IH)
01-2008-00231
PHIL-PROGRESS SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00103
PHILAM ASSET MANAGEMENT, INC. Investment Company Adviser (ICA)
Transfer Agent (TA)
01-2004-00155
PHILEQUITY MANAGEMENT, INC. Investment Company Adviser (ICA)
01-2004-00156
PHILIPPINE BANK OF COMMUNICATIONS Government Securities Eligible Dealer (GSED)
01-2008-00196
PHILIPPINE BUSINESS BANK, INC. (A SAVINGS BANK) Government Securities Eligible Dealer (GSED)
01-2008-00197
PHILIPPINE COMMERCIAL CAPITAL, INC. Investment House Engaged in Dealing Government Securities (IH-GSED)
01-2008-00232
PHILIPPINE DEPOSITORY & TRUST CORP. Transfer Agent (TA)
01-2010-00263
PHILIPPINE EQUITY PARTNERS, INC. Broker/Dealer in Securities (BD)
Mutual Fund Distributor (MFD)
01-2004-00104
PHILIPPINE NATIONAL BANK Government Securities Eligible Dealer (GSED)
Transfer Agent (TA)
01-2008-00198
PHILIPPINE REGIONAL INVESTMENT DEVELOPMENT CORPORATION Investment House (IH)
01-2008-00233
PHILIPPINE SAVINGS BANK Government Securities Eligible Dealer (GSED)
01-2008-00200
PHILIPPINE TRUST COMPANY ALSO KNOWN AS PHILTRUST BANK Transfer Agent (TA)
01-2010-00264
PHILIPPINE VETERANS BANK Government Securities Eligible Dealer (GSED)
01-2008-00201
PHILSTOCKS FINANCIAL, INC Broker/Dealer in Securities (BD)
01-2004-00007
PLATINUM SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00105
PNB CAPITAL AND INVESTMENT CORPORATION Investment House (IH)
01-2008-00234
PNB SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00106
PREMIUM SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00107
PRESTIGE GOLF ACCESS & CLUBSHARES, INC. Broker in Proprietary Shares (BPS)
01-2018-00289
PRIME STOCK TRANSFER SERVICES, INC. Transfer Agent (TA)
01-2010-00265
PROFESSIONAL STOCK TRANSFER INC. Transfer Agent (TA)
01-2010-0266
QUALITY INVESTMENTS & SECURITIES CORP. Broker/Dealer in Securities (BD)
01-2004-00110
R & L INVESTMENTS, INC. Broker/Dealer in Securities (BD)
01-2004-00111
R. COYIUTO SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00112
R. NUBLA SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00113
R.S. LIM & COMPANY, INC. Broker/Dealer in Securities (BD)
01-2004-00114
RAMPVER FINANCIALS AND INSURANCE AGENCY, INC. Investment Company Adviser (ICA)
Mutual Fund Distributor (MFD)
01-2014-00278
RCBC CAPITAL CORPORATION Investment House Engaged in Dealing Government Securities (IH-GSED)
Mutual Fund Distributor (MFD)
01-2008-00212
RCBC SAVINGS BANK, INC. Government Securities Eligible Dealer (GSED)
01-2008-00203
RCBC SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00115
REGINA CAPITAL DEVELOPMENT CORPORATION Broker/Dealer in Securities (BD)
01-2004-00116
RIZAL COMMERCIAL BANKING CORPORATION Government Securities Eligible Dealer (GSED)
Transfer Agent (TA)
01-2008-00204
ROBINSONS BANK CORPORATION Government Securities Eligible Dealer (GSED)
01-2008-00205
RTG & CO., INC. Broker/Dealer in Securities (BD)
01-2004-00117
S.J. ROXAS & CO., INC. Broker/Dealer in Securities (BD)
01-2004-00118
SALISBURY BKT SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00109
SARANGANI SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00120
SB CAPITAL INVESTMENT CORPORATION Investment House (IH)
01-2008-00236
SB EQUITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00121
SECURITIES SPECIALISTS, INC. Broker/Dealer in Securities (BD)
01-2004-00122
SECURITIES TRANSFER SERVICES, INC. Transfer Agent (TA)
01-2010-00268
SECURITY BANK CORPORATION Government Securities Eligible Dealer (GSED)
01-2008-00206
SINCERE SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00124
SMC STOCK TRANSFER SERVICE CORPORATION Transfer Agent (TA)
01-2010-00269
SOLAR SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00125
STANDARD CHARTERED BANK Underwriters of Securities Engaged in Dealing Government Securities (US-GSED)
01-2008-00244
STANDARD SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00126
STAR ALLIANCE SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2012-00276
STATE INVESTMENT TRUST, INC. Investment House (IH)
01-2008-00213
STERLING BANK OF ASIA INC. (A SAVINGS BANK) Government Securities Eligible Dealer (GSED)
01-2008-00250
STOCKTRADE SECURITIES INCORPORATED Broker/Dealer in Securities (BD)
01-2018-00288
STRATEGIC EQUITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00127
SUMMIT SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00128
SUN LIFE ASSET MANAGEMENT COMPANY, INC. Investment Company Adviser (ICA)
Transfer Agent (TA)
01-2004-00157
SUNSECURITIES, INC. Broker/Dealer in Securities (BD)
01-2010-00257
SUPREME STOCKBROKERS, INC. Broker/Dealer in Securities (BD)
01-2004-00129
TANSENGCO & COMPANY, INC. Broker in Securities (B)
01-2004-00130
THE FIRST RESOURCES MANAGEMENT AND SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00131
THE HONGKONG AND SHANGHAI BANKING CORPORATION LTD.-PHILIPPINE BRANCH Underwriters of Securities Engaged in Dealing Government Securities (US-GSED)
01-2008-00245
TIMSON SECURITIES INC Broker/Dealer in Securities (BD)
01-2013-00277
TOWER SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00133
TRADITION FINANCIAL SERVICES PHILIPPINES, INC. Voice Broker to Securities (VB)
01-2008-00253
TRANS-ASIA SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00134
TRI-STATE SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00135
TRITON SECURITIES CORPORATION Broker/Dealer in Securities (BD)
Mutual Fund Distributor (MFD)
01-2004-00136
TULLETT PREBON (PHILIPPINES) INC. Voice Broker to Securities (VB)
01-2005-00169
UBS INVESTMENTS PHILIPPINES INC. Investment House (IH)
01-2008-00238
UBS SECURITIES PHILIPPINES, INC. Broker/Dealer in Securities (BD)
01-2004-00137
UCPB SAVINGS BANK, INC. Government Securities Eligible Dealer (GSED)
01-2008-00208
UCPB SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00138
UNICAPITAL SECURITIES, INC. Broker/Dealer in Securities (BD)
Mutual Fund Distributor (MFD)
01-2004-00139
UNICAPITAL, INC. Investment House Engaged in Dealing Government Securities (IH-GSED)
01-2008-00239
UNIONBANK OF THE PHILIPPINES Underwriters of Securities Engaged in Dealing Government Securities (US-GSED)
Transfer Agent (TA)
01-2008-00246
UNITED COCONUT PLANTERS BANK Underwriters of Securities Engaged in Dealing Government Securities (US-GSED)
01-2008-00247
UOB-KAY HIAN SECURITIES (PHILIPPINES), INC. Broker/Dealer in Securities (BD)
01-2004-00140
UPCC SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00141
VALUE QUEST SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00081
VC SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2016-00281
VENTURE SECURITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00142
VICSAL INVESTMENT, INC. Investment Company Adviser (ICA)
01-2008-00251
VICSAL SECURITIES & STOCK BROKERAGE, INC. Broker/Dealer in Securities (BD)
01-2004-00143
VSEC.COM, INC. Broker/Dealer in Securities (BD)
01-2008-00252
WEALTH SECURITIES, INC. Broker/Dealer in Securities (BD)
Mutual Fund Distributor (MFD)
01-2004-00144
WESTLINK GLOBAL EQUITIES, INC. Broker/Dealer in Securities (BD)
01-2004-00145
WONG SECURITIES CORPORATION Broker/Dealer in Securities (BD)
01-2004-00146
YAO & ZIALCITA, INC. Broker/Dealer in Securities (BD)
01-2004-00147
YAPSTER E-TRADE, INC. Broker in Securities (B)
01-2004-00148
YU & COMPANY, INC. Broker/Dealer in Securities (BD)
01-2004-00149
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