Institution Details

NameSECURITIES SPECIALISTS, INC.
Former Name
Certificate Registration No.01-2004-00122
License Broker/Dealer in Securities (BD)
Last Annual Fee Payment2021-11-25 (BD license)

List of Capital Market Professionals

Total 3 results.
#NameCertificate Registration No.LicenseLast Annual Payment Date
1ALCARAZ, LESLIE GWEN IRIS RUALES02-2019-13479Associated Person2021-11-16
2SARMIENTO, JEFFREY GERERO02-2014-09961Salesman2021-11-25
3TORRES, TIRSO RAMOS02-2011-05626SalesmanNEW