Institution Details
| Name | NOVEL SECURITIES, INC. |
|---|---|
| Former Name | |
| Certificate Registration No. | 01-2016-00282 |
| License | Broker/Dealer in Securities (BD) Mutual Fund Distributor (MFD) |
| Last Annual Fee Payment | 2022-11-28 (BD license) 2022-11-28 (MFD license) |
List of Capital Market Professionals
Total 6 results.
| # | Name | Certificate Registration No. | License | Last Annual Payment Date |
|---|---|---|---|---|
| 1 | CRUZ, JOSHUA CORNELIUS PAUL | 02-2016-11833 | Associated Person | 2022-11-28 |
| 2 | SANTOS, ENRIQUE DANIEL CABUSLAY | 02-2018-13247 | Compliance Officer | 2022-11-28 |
| 3 | YU, LAWRENCE KRISTOFFER LU | 02-2012-06624 | Salesman Certified Investment Solicitor | 2022-11-28 2022-11-28 |
| 4 | JABOLA, JEZREEL CRUZ | 02-2018-13360 | Certified Investment Solicitor | 2022-11-02 |
| 5 | MANUEL, ENRICO ANGELO AYTONA | 02-2009-03146 | Certified Investment Solicitor | 2022-11-02 |
| 6 | YU, MARK ANTHONY LU | 02-2013-07895 | Certified Investment Solicitor | 2022-11-28 |