Institution Details

NameNOVEL SECURITIES, INC.
Former Name
Certificate Registration No.01-2016-00282
License Broker/Dealer in Securities (BD)
Mutual Fund Distributor (MFD)
Last Annual Fee Payment2022-11-28 (BD license)
2022-11-28 (MFD license)

List of Capital Market Professionals

Total 6 results.
#NameCertificate Registration No.LicenseLast Annual Payment Date
1CRUZ, JOSHUA CORNELIUS PAUL02-2016-11833Associated Person2022-11-28
2SANTOS, ENRIQUE DANIEL CABUSLAY02-2018-13247Compliance Officer2022-11-28
3YU, LAWRENCE KRISTOFFER LU02-2012-06624Salesman
Certified Investment Solicitor
2022-11-28
2022-11-28
4JABOLA, JEZREEL CRUZ02-2018-13360Certified Investment Solicitor2022-11-02
5MANUEL, ENRICO ANGELO AYTONA02-2009-03146Certified Investment Solicitor2022-11-02
6YU, MARK ANTHONY LU02-2013-07895Certified Investment Solicitor2022-11-28