Institution Details

NameCOL INVESTMENT MANAGEMENT, INC.
Former Name
Certificate Registration No.01-2020-00294
License Investment Company Adviser (ICA)
Last Annual Fee Payment2020-12-18 (ICA license)

List of Capital Market Professionals

Total 2 results.
#NameCertificate Registration No.LicenseLast Annual Payment Date
1CONFIADO, ANNA MARIA CERDA02-2020-14204Compliance OfficerNEW
2FAUSTO, MARVIN VALENTON02-2014-09622Certified Investment SolicitorNEW