Institution Details

NameCLSA PHILIPPINES, INC.
Former Name
Certificate Registration No.01-2004-00035
License Broker/Dealer in Securities (BD)
Last Annual Fee Payment2019-11-21 (BD license)

List of Capital Market Professionals

Total 9 results.
#NameCertificate Registration No.LicenseLast Annual Payment Date
1ADALEM, CONCEPCION EGUIA02-2005-01876Associated Person2019-11-21
2BERENGUER-TESTA, JUAN JOSE GUERRERO02-2011-06147Salesman2019-11-21
3DE DIOS, MA. MARTHA ARAULLO02-2004-00252Salesman2019-11-21
4DY, ALFRED OLMEDO02-2004-00303Salesman2019-11-21
5DY, ANDRE MIKAEL LU02-2017-12691Salesman2019-11-21
6FERNANDEZ, ARVIN ROMEL RACHO02-2014-09299Salesman2019-11-21
7LAO, RUBY MARGARET TAN02-2007-02215Salesman2019-11-21
8NOGRALES, MARSEILLE NAVARRO02-2017-12759Salesman2019-11-21
9SIBAL, MARIA ELISA ANDREA PAMANDANAN02-2011-05585Salesman2019-11-21