Institution Details

NameUBS SECURITIES PHILIPPINES, INC.
Former Name
Certificate Registration No.01-2004-00137
License Broker/Dealer in Securities (BD)
Last Annual Fee Payment2021-11-22 (BD license)

List of Capital Market Professionals

Total 9 results.
#NameCertificate Registration No.LicenseLast Annual Payment Date
1CACHO, LORENA INOCENCIO02-2013-08606Associated Person2021-11-22
2RAMOS, BRENZIS RANIER MOLINA02-2021-14289Associated Person2021-11-22
3AGUIRRE, RAMON JOSE ESCALONA02-2015-11210Salesman2021-11-22
4DIAZ, RICARDO LORENZANA02-2004-00287Salesman2021-11-22
5GO, ROBRINA LIM02-2004-00384Salesman2021-11-22
6LIM, ANGELICA ROSE TECSON02-2012-07138Salesman2021-11-22
7TE, JOHN VICTOR CABARLES02-2017-12556Salesman2021-11-22
8UY, JUSTIN GABRIEL YU02-2021-14255Salesman2021-11-22
9YU, KENNETH LOGAN YAO02-2019-13867Salesman2021-11-22