Institution Details

NameR.S. LIM & COMPANY, INC.
Former Name
Certificate Registration No.01-2004-00114
License Broker/Dealer in Securities (BD)
Last Annual Fee Payment2022-11-24 (BD license)

List of Capital Market Professionals

Total 7 results.
#NameCertificate Registration No.LicenseLast Annual Payment Date
1CHENG, ROXANNA CO02-2004-00160Associated Person2022-11-24
2DOMINGO, MA. ROMA SANDIEGO02-2004-00297Associated Person2022-11-24
3GO TIONG, WILBERT02-2004-00387Salesman2022-11-24
4PINEDA, FERDINAND MALONG02-2011-05341Salesman2022-11-24
5SO, DANIEL TAN02-2004-00772Salesman2022-11-24
6TAN, WILSON YAGO02-2008-02740Salesman2022-11-24
7YU, ALEJANDRO TIENG02-2004-00950Salesman2022-11-24