Institution Details

NameTRANS-ASIA SECURITIES, INC.
Former Name
Certificate Registration No.01-2004-00134
License Broker/Dealer in Securities (BD)
Last Annual Fee PaymentNov. 15, 2018 (BD license)

List of Capital Market Professionals

Total 5 results.
#NameCertificate Registration No.LicenseLast Annual Payment Date
1DAM, CHRISTINA YUNG02-2004-00246Associated Person2018-11-15
2LEE, JENNIFER TIU02-2004-00501Salesman2018-11-15
3LOMOON, SHIRLEY DAM02-2004-01714Salesman2018-11-15
4ONG, EUGENE UY02-2004-00630Salesman2018-11-15
5TAN, SHARIE LINGLING BULAN02-2008-02382Salesman2018-11-15