Institution Details

NameQUALITY INVESTMENTS & SECURITIES CORP.
Former Name
Certificate Registration No.01-2004-00110
License Broker/Dealer in Securities (BD)
Last Annual Fee PaymentNov. 20, 2018 (BD license)

List of Capital Market Professionals

Total 9 results.
#NameCertificate Registration No.LicenseLast Annual Payment Date
1YAP, MARIA LOURDES GO02-2004-00933Associated Person2018-11-20
2CHAN, CANDICE COCUACO02-2011-05943Salesman2018-11-20
3CU, BENJAMIN YANG02-2004-00235Salesman2018-11-20
4CU, TERESITA PUA02-2004-00236Salesman2018-11-20
5JACOB, MICHAEL EDWARD SOTTO02-2006-02047Salesman2018-11-20
6LO, KERWIN JOHN TAN02-2004-00535Salesman2018-11-20
7NGAN, CHARLES CHUNG02-2004-00615Salesman2018-11-20
8NOCOM, SHEREEN CHU02-2005-01756Salesman2018-11-20
9SO, ROMINA CHAI02-2008-02688Salesman2018-11-27