Institution Details

NameUNICAPITAL SECURITIES, INC.
Former Name
Certificate Registration No.01-2004-00139
License Broker/Dealer in Securities (BD)
Mutual Fund Distributor (MFD)
Last Annual Fee PaymentNov. 26, 2018 (BD license)
Nov. 26, 2018 (MFD license)

List of Capital Market Professionals

Total 24 results.
#NameCertificate Registration No.LicenseLast Annual Payment Date
1HONRUBIA, NELSON VALER02-2007-02086Associated Person2018-11-26
2NINO, FREDA CABOTAGE02-2018-13358Associated Person2018-12-14
3TABIJE, CARINA NAVAL02-2018-13357Associated Person2018-12-14
4CASTRO, FREDERICK II SANTOS02-2016-12365SalesmanNEW
5DELA CRUZ, RODOLFO III SIDRO02-2013-08019Salesman2018-11-26
6FERNANDEZ, MA. CONCEPCION YAO02-2004-00926Salesman2018-11-26
7GABALDON, NEIL PATRICK ANG02-2014-09354Salesman
Certified Investment Solicitor
2018-11-26
2018-11-26
8GARRUCHO, REGINA ROSARIO PLOFINO02-2012-06461Salesman2018-11-26
9GESALAN, MARIA ADELUISA RUBIO02-2013-07856Salesman2018-11-26
10HIZON, PAOLO ANGELO CALLADO02-2014-09705Salesman2018-11-26
11HUANG, LANNA LESLIE NOCOM02-2010-04874Salesman2018-11-26
12LONTOC, MICHAEL ANDREW GENECIRAN02-2019-13481SalesmanNEW
13MARASIGAN, LOURDES ANN SARE02-2013-08353Salesman2018-11-26
14MASLOG, DANIEL RAÑON02-2016-12015Salesman2018-11-26
15NGO, KRISTOFFER LLOYD GAW02-2011-05774Salesman2018-11-26
16OCAMPO, TIMOTEO TRINIDAD02-2004-00622Salesman2018-11-26
17ONG, JOHN ALDRICH CHAN02-2015-10335Salesman2018-11-26
18REITHER, MICHELLE GERALDINE GONZALEZ02-2011-05286Salesman2018-11-26
19SAN PEDRO, CRISTOPHER ADRIAN TABAFUNDA02-2012-06496Salesman2018-11-26
20SANTARINA, MARCH CHRISTIAN VALMONTE02-2017-13024Salesman2018-11-26
21SEE, JEFF RADLEY CHUA02-2016-11514Salesman2018-11-26
22TAN, JAN MICHAEL ELDRICH ANG02-2011-05566Salesman2018-11-26
23LIBORO, RICHARD ANTHONY YLO02-2013-08087Certified Investment Solicitor
Salesman
NEW
NEW
24MARTIREZ, JUAN PAOLO GARCIA02-2008-02538Certified Investment Solicitor
Salesman
2018-11-26
2018-11-26