Institution Details

NameYU & COMPANY, INC.
Former Name
Certificate Registration No.01-2004-00149
License Broker/Dealer in Securities (BD)
Last Annual Fee PaymentNov. 16, 2018 (BD license)

List of Capital Market Professionals

Total 7 results.
#NameCertificate Registration No.LicenseLast Annual Payment Date
1CHAN, JEANNE PAREDES02-2007-02252Associated Person2018-11-16
2AGUIRRE, MICHELLE ARIOLA02-2015-11241Salesman2018-11-16
3CHAN, KIRK PATRICK GO02-2014-09795Salesman2018-11-16
4CHIU, ANGELIQUE YU02-2008-02747Salesman2018-11-16
5ODULIO, JARED BARATA02-2016-12294Salesman2017-11-16
6UY, DAYANARA JOGIE SAYCO02-2017-12517SalesmanNEW
7YU, SANDRA CO02-2004-00941Salesman2018-11-16