Institution Details
| Name | YU & COMPANY, INC. |
|---|---|
| Former Name | |
| Certificate Registration No. | 01-2004-00149 |
| License | Broker/Dealer in Securities (BD) |
| Last Annual Fee Payment | Nov. 16, 2018 (BD license) |
List of Capital Market Professionals
Total 7 results.
| # | Name | Certificate Registration No. | License | Last Annual Payment Date |
|---|---|---|---|---|
| 1 | CHAN, JEANNE PAREDES | 02-2007-02252 | Associated Person | 2018-11-16 |
| 2 | AGUIRRE, MICHELLE ARIOLA | 02-2015-11241 | Salesman | 2018-11-16 |
| 3 | CHAN, KIRK PATRICK GO | 02-2014-09795 | Salesman | 2018-11-16 |
| 4 | CHIU, ANGELIQUE YU | 02-2008-02747 | Salesman | 2018-11-16 |
| 5 | ODULIO, JARED BARATA | 02-2016-12294 | Salesman | 2017-11-16 |
| 6 | UY, DAYANARA JOGIE SAYCO | 02-2017-12517 | Salesman | NEW |
| 7 | YU, SANDRA CO | 02-2004-00941 | Salesman | 2018-11-16 |