Institution Details
Name | YU & COMPANY, INC. |
---|---|
Former Name | |
Certificate Registration No. | 01-2004-00149 |
License | Broker/Dealer in Securities (BD) |
Last Annual Fee Payment | 2021-11-26 (BD license) |
List of Capital Market Professionals
Total 6 results.
# | Name | Certificate Registration No. | License | Last Annual Payment Date |
---|---|---|---|---|
1 | CHAN, JEANNE PAREDES | 02-2007-02252 | Associated Person | 2021-11-26 |
2 | AGUIRRE, MICHELLE ARIOLA | 02-2015-11241 | Salesman | 2021-11-26 |
3 | BALON, MARK AMADEO BARING | 02-2017-12555 | Salesman | 2021-11-26 |
4 | CHIU, ANGELIQUE YU | 02-2008-02747 | Salesman | 2021-11-26 |
5 | DELA PEÑA, JENESIS ARELLANO | 02-2018-13209 | Salesman | 2021-11-26 |
6 | YU, SANDRA CO | 02-2004-00941 | Salesman | 2021-11-26 |