Institution Details

NameYU & COMPANY, INC.
Former Name
Certificate Registration No.01-2004-00149
License Broker/Dealer in Securities (BD)
Last Annual Fee Payment2021-11-26 (BD license)

List of Capital Market Professionals

Total 6 results.
#NameCertificate Registration No.LicenseLast Annual Payment Date
1CHAN, JEANNE PAREDES02-2007-02252Associated Person2021-11-26
2AGUIRRE, MICHELLE ARIOLA02-2015-11241Salesman2021-11-26
3BALON, MARK AMADEO BARING02-2017-12555Salesman2021-11-26
4CHIU, ANGELIQUE YU02-2008-02747Salesman2021-11-26
5DELA PEÑA, JENESIS ARELLANO02-2018-13209Salesman2021-11-26
6YU, SANDRA CO02-2004-00941Salesman2021-11-26