Institution Details
| Name | YU & COMPANY, INC. |
|---|---|
| Former Name | |
| Certificate Registration No. | 01-2004-00149 |
| License | Broker/Dealer in Securities (BD) |
| Last Annual Fee Payment | 2022-11-28 (BD license) |
List of Capital Market Professionals
Total 6 results.
| # | Name | Certificate Registration No. | License | Last Annual Payment Date |
|---|---|---|---|---|
| 1 | CHAN, JEANNE PAREDES | 02-2007-02252 | Associated Person | 2022-11-28 |
| 2 | AGUIRRE, MICHELLE ARIOLA | 02-2015-11241 | Salesman | 2022-11-28 |
| 3 | BALON, MARK AMADEO BARING | 02-2017-12555 | Salesman | 2022-11-28 |
| 4 | CHIU, ANGELIQUE YU | 02-2008-02747 | Salesman | 2022-11-28 |
| 5 | DELA PEÑA, JENESIS ARELLANO | 02-2018-13209 | Salesman | 2022-11-28 |
| 6 | YU, SANDRA CO | 02-2004-00941 | Salesman | 2022-11-28 |